0001144204-16-096699.txt : 20160427 0001144204-16-096699.hdr.sgml : 20160427 20160427182442 ACCESSION NUMBER: 0001144204-16-096699 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160426 FILED AS OF DATE: 20160427 DATE AS OF CHANGE: 20160427 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MDC PARTNERS INC CENTRAL INDEX KEY: 0000876883 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 980364441 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 646 429 1800 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 FORMER COMPANY: FORMER CONFORMED NAME: MDC CORP INC DATE OF NAME CHANGE: 20001204 FORMER COMPANY: FORMER CONFORMED NAME: MDC COMMUNICATIONS CORP DATE OF NAME CHANGE: 19961028 FORMER COMPANY: FORMER CONFORMED NAME: MDC CORPORATION DATE OF NAME CHANGE: 19950419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kauffman Scott L CENTRAL INDEX KEY: 0001362627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13718 FILM NUMBER: 161596594 MAIL ADDRESS: STREET 1: 260 CHURCHILL AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 v438089_4.xml OWNERSHIP DOCUMENT X0306 4 2016-04-26 0 0000876883 MDC PARTNERS INC MDCA 0001362627 Kauffman Scott L C/O MDC PARTNERS INC. 745 FIFTH AVENUE, 19TH FLOOR NEW YORK NY 10151 1 1 0 0 CEO Class A Shares 308364 D Class A Shares 2016-04-26 4 M 0 37500 5.97 A 345864 D Class A Shares 2016-04-26 4 F 0 24880 22.57 D 320984 D Stock Options 5.97 2016-04-26 4 M 0 37500 0 D 2007-04-28 2016-04-28 Class A Shares 37500 0 D Includes shares of unvested Restricted Stock (Class A Shares) of the Issuer. Reflects the election by Mr. Kauffman to have Class A Shares withheld by the Issuer to satisfy the exercise price and tax withholding requirements relating to the exercise of the options reported herein. None of the shares reported herein were sold in the open market. The expiration date of the options reported herein was April 28, 2016 (the tenth anniversary of the grant date). /s/ Scott L. Kauffman 2016-04-27