0001104659-19-060622.txt : 20191106 0001104659-19-060622.hdr.sgml : 20191106 20191106181818 ACCESSION NUMBER: 0001104659-19-060622 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191104 FILED AS OF DATE: 20191106 DATE AS OF CHANGE: 20191106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ross David Corwin CENTRAL INDEX KEY: 0001699282 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13718 FILM NUMBER: 191197618 MAIL ADDRESS: STREET 1: 250 WEST 94TH STREET STREET 2: APT. 12G CITY: NEW YORK STATE: NY ZIP: 10025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MDC PARTNERS INC CENTRAL INDEX KEY: 0000876883 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 980364441 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 646 429 1800 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 FORMER COMPANY: FORMER CONFORMED NAME: MDC CORP INC DATE OF NAME CHANGE: 20001204 FORMER COMPANY: FORMER CONFORMED NAME: MDC COMMUNICATIONS CORP DATE OF NAME CHANGE: 19961028 FORMER COMPANY: FORMER CONFORMED NAME: MDC CORPORATION DATE OF NAME CHANGE: 19950419 4 1 tv531780_4.xml OWNERSHIP DOCUMENT X0306 4 2019-11-04 0 0000876883 MDC PARTNERS INC MDCA 0001699282 Ross David Corwin 745 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10151 0 1 0 0 See Remarks Class A Shares 269238 D Class A Shares 2019-11-04 4 A 0 200000 0 A 469238 D Stock Appreciation Rights 6.60 2020-01-31 2022-01-31 Class A Shares 43000 43000 D Includes shares of unvested Restricted Stock (Class A Shares) of the Issuer. 200,000 shares of Restricted Stock (Class A Shares) of the Issuer were awarded on November 4, 2019. Shares will vest on December 31, 2022 subject to achievement of financial performance targets and continued employment. SAR's granted January 31, 2017, vest on the third anniversary of the grant date and expire on January 31, 2022. These SAR's may be settled in cash or stock at the discrtion of the Issuer. EVP, Strategy & Corporate Development /s/ David Ross 2019-11-06