0000876661-21-001474.txt : 20211012
0000876661-21-001474.hdr.sgml : 20211012
20211012105607
ACCESSION NUMBER: 0000876661-21-001474
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20211012
DATE AS OF CHANGE: 20211012
EFFECTIVENESS DATE: 20211012
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CNOOC LTD
CENTRAL INDEX KEY: 0001095595
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 981119876
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14966
FILM NUMBER: 211317638
BUSINESS ADDRESS:
STREET 1: 65TH FLOOR BANK OF CHINA TOWER
STREET 2: 1 GARDEN RD
CITY: HONG KONG
STATE: F4
ZIP: 00000
BUSINESS PHONE: (852) 2213 2500
MAIL ADDRESS:
STREET 1: 65TH FLOOR BANK OF CHINA TOWER
STREET 2: 1 GARDEN RD
CITY: HONG KONG
STATE: F4
ZIP: 00000
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK STOCK EXCHANGE LLC
CENTRAL INDEX KEY: 0000876661
IRS NUMBER: 000000000
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-656-2060
MAIL ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: NEW YORK STOCK EXCHANGE INC
DATE OF NAME CHANGE: 19910628
25-NSE
1
primary_doc.xml
X0203
0000876661
NEW YORK STOCK EXCHANGE LLC
0001095595
CNOOC LTD
001-14966
No. 6, Dongzhimenwai Xiaojie,
Beijing
100027
+86 (10) 8452 1441
American Depositary Shares (Each representing 100 Class H Shares)
17 CFR 240.12d2-2(b)
Victoria Paper
Manager, Market Supervision
2021-10-12
EX-99.25
2
ruleprovisionnotice.htm
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES
The New York Stock Exchange ("NYSE" or the "Exchange") hereby notifies the Securities and Exchange Commission (the "Commission") of its intention to remove the entire class of American Depositary Shares (Each representing 100 Class H Shares) (the "American Depositary Shares") of CNOOC Limited (the "Company") from listing and registration on the Exchange on October 25, 2021, pursuant to the provisions of Rule 12d2-2(b) because, in the opinion of the Exchange, the American Depositary Shares are no longer suitable for continued listing and trading on the NYSE.
The Exchange reached its decision pursuant to Listed Company Manual Section 802.01D in light of Executive Order 13959 (the "Order" or "E.O. 13959"), which was signed on November 12, 2020 and updated guidance provided by the Office of Foreign Assets Control ("OFAC") on January 27, 2021 in General License 1A and FAQ 879. Pursuant to section 1(a)(ii) of E.O. 13959, prohibitions relevant to entities listed on the NS-CCMC List pursuant to section 4(a)(iii) take effect beginning 9:30 a.m. eastern time on the date that is 60 days after such listing. Accordingly, the relevant prohibitions with respect to CNOOC Limited, which was added to the NS-CCMC List on January 8, 2021, began on March 9, 2021.
Pursuant to these announcements, the Exchange determined that the American Depositary Shares of the Company should be suspended from trading as of March 9, 2021 and advised the Company that it had also determined to commence proceedings to delist pursuant to Section 802.01D of the New York Stock Exchange Listed Company Manual (the "Manual") as the Company was "no longer suitable for listing." A press release regarding the suspension and delisting was issued and posted on the Exchange's website on February 26, 2021.
The Company had a right to appeal to a Committee of the Board of Directors of the Exchange (the "Committee") the determination to delist the American Depositary Shares, provided that it filed a written request for such a review with the Secretary of the Exchange within ten business days of receiving notice of the delisting determination. On March 10, 2021, the Company requested a review of the determination by the Committee. On October 8, 2021, the Committee affirmed the determination of the Exchange to delist the American Depository Shares of the Company. Consequently, all conditions precedent under SEC Rule 12d2-2(b) to the filing of this application have been satisfied.