0000876661-16-001150.txt : 20160729 0000876661-16-001150.hdr.sgml : 20160729 20160729162713 ACCESSION NUMBER: 0000876661-16-001150 CONFORMED SUBMISSION TYPE: 25-NSE PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20160729 DATE AS OF CHANGE: 20160729 EFFECTIVENESS DATE: 20160729 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST NIAGARA FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001051741 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161545669 STATE OF INCORPORATION: DE FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 25-NSE SEC ACT: 1934 Act SEC FILE NUMBER: 001-35390 FILM NUMBER: 161794421 BUSINESS ADDRESS: STREET 1: 726 EXCHANGE STREET STREET 2: SUITE 618 CITY: BUFFALO STATE: NY ZIP: 14210 BUSINESS PHONE: 7168195500 MAIL ADDRESS: STREET 1: 726 EXCHANGE STREET STREET 2: SUITE 618 CITY: BUFFALO STATE: NY ZIP: 14210 FORMER COMPANY: FORMER CONFORMED NAME: NIAGARA BANCORP INC DATE OF NAME CHANGE: 19971218 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK STOCK EXCHANGE LLC CENTRAL INDEX KEY: 0000876661 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 25-NSE BUSINESS ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-656-2060 MAIL ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: NEW YORK STOCK EXCHANGE INC DATE OF NAME CHANGE: 19910628 25-NSE 1 primary_doc.xml X0203 0000876661 NEW YORK STOCK EXCHANGE LLC 1051741 FIRST NIAGARA FINANCIAL GROUP INC 001-35390

6950 SOUTH TRANSIT ROAD PO BOX 514 LOCKPORT NY NEW YORK 14095

(716) 625-7500 Fixed-to-Floating Rate Perpetual Non-Cumulative Preferred Stock, Series B 17 CFR 240.12d2-2(a)(3) Benjamin Sawyer Manager 2016-07-29 EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 9, 2016, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(3) That on July 29, 2016 the instruments representing the securities comprising the entire class of this security came to evidence, by operation of law or otherwise, other securities in substitution therefore and represent no other right except, if such be the fact, the right to receive an immediate cash payment. The merger between First Niagara Financial Group, Inc. and KeyCorp became effective on July 29, 2016. Each share of First Niagara Fixed-to-Floating Rate Perpetual Noncumulative Preferred Stock, Series B, or the First Niagara preferred stock, will be automatically converted in the merger into a share of a newly-created series of KeyCorp preferred stock designated Fixed-to-Floating Rate Perpetual Non-Cumulative Preferred Stock, Series C, or the new KeyCorp preferred stock, that will have rights, preferences, privileges and voting powers, and limitations and restrictions, that are not materially less favorable to the holder thereof than the rights, preferences, privileges and voting powers of the First Niagara preferred stock. The Exchange also notifies the Securities and Exchange Commission that as a result of the above indicated conditions this security was suspended from trading on July 29, 2016.