0000876661-15-000352.txt : 20150807
0000876661-15-000352.hdr.sgml : 20150807
20150807111033
ACCESSION NUMBER: 0000876661-15-000352
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20150807
DATE AS OF CHANGE: 20150807
EFFECTIVENESS DATE: 20150807
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Alpha Natural Resources, Inc.
CENTRAL INDEX KEY: 0001301063
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 421638663
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32331
FILM NUMBER: 151035715
BUSINESS ADDRESS:
STREET 1: ONE ALPHA PLACE
STREET 2: P.O. BOX 16429
CITY: BRISTOL
STATE: VA
ZIP: 24209
BUSINESS PHONE: 276-619-4410
MAIL ADDRESS:
STREET 1: ONE ALPHA PLACE
STREET 2: P.O. BOX 16429
CITY: BRISTOL
STATE: VA
ZIP: 24209
FORMER COMPANY:
FORMER CONFORMED NAME: Foundation Coal Holdings, Inc.
DATE OF NAME CHANGE: 20040819
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK STOCK EXCHANGE LLC
CENTRAL INDEX KEY: 0000876661
IRS NUMBER: 000000000
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-656-2060
MAIL ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: NEW YORK STOCK EXCHANGE INC
DATE OF NAME CHANGE: 19910628
25-NSE
1
primary_doc.xml
X0203
0000876661
NEW YORK STOCK EXCHANGE LLC
1301063
Alpha Natural Resources, Inc.
001-32331
One Alpha Place
Bristol
VA
VIRGINIA
24202
(276) 619-4410
Common Stock
17 CFR 240.12d2-2(b)
Benjamin Sawyer
Manager
2015-08-07
EX-99.25
2
ruleprovisionnotice.htm
New York Stock Exchange LLC (the 'Exchange' or the 'NYSE') hereby notifies the Securities and Exchange Commission ('SEC') of its intention to remove the entire class of common stock (the 'Common Stock') of Alpha Natural Resources, Inc. (the 'Company') from listing and registration on the Exchange at the opening of business on August 18 , 2015 pursuant to the provisions of Rule 12d2-2(b), because, in the opinion of the Exchange, the Common Stock is no longer suitable for continued listing and trading on the Exchange.
NYSE Regulation reached its decision to delist the Common Stock pursuant to Section 802.01D of the Listed Company Manual (the 'Manual') because of its 'abnormally low' trading price. In addition, the Company previously fell below the NYSE’s continued listing standard in Section 802.01C of the Manual requiring listed companies to maintain an average closing price per share of not less than $1.00 over a consecutive 30 trading day period.
1. Section 802.01D of the Manual states that the Exchange would normally give consideration to suspending or removing from the list a security of a company when it has an abnormally low selling price or volume of trading.
2. NYSE Regulation, on July 16, 2015, determined that the Common Stock of the Company should be suspended immediately from trading, and directed the preparation and filing with the SEC of this application for the removal of the Common Stock from listing and registration on the Exchange. The Company was notified by phone and letter on July 16, 2015.
3. Pursuant to the above authorization of the suspension of trading the Common Stock, a press release announcing the suspension was issued on July 16, 2015. In addition, an announcement was made immediately on the 'ticker' of the Exchange and at the close of the trading session on July 16, 2015. Similar information was included on the Exchange’s website.
4. The Company had a right to appeal to the Committee for Review (the 'Committee') of the Board of Directors of NYSE Regulation the determination to delist the Common Stock, provided that it filed a written request for such a review with the Secretary of the Exchange within ten business days of receiving notice of the delisting determination. The Company did not file such request within the specified time period. Consequently, all conditions precedent under SEC Rule 12d2-2(b) to the filing of this application have been satisfied.