0000876661-14-000473.txt : 20140815
0000876661-14-000473.hdr.sgml : 20140815
20140815132642
ACCESSION NUMBER: 0000876661-14-000473
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20140815
DATE AS OF CHANGE: 20140815
EFFECTIVENESS DATE: 20140815
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: HELIOS MULTI-SECTOR HIGH INCOME FUND, INC.
CENTRAL INDEX KEY: 0001343602
IRS NUMBER: 204048379
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32719
FILM NUMBER: 141045957
BUSINESS ADDRESS:
STREET 1: BROOKFIELD INVESTMENT MANAGEMENT INC
STREET 2: BROOKFIELD PLACE, 250 VESEY ST, 15TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
BUSINESS PHONE: 2125498328
MAIL ADDRESS:
STREET 1: BROOKFIELD INVESTMENT MANAGEMENT INC
STREET 2: BROOKFIELD PLACE, 250 VESEY ST, 15TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
FORMER COMPANY:
FORMER CONFORMED NAME: Helios Multi-Sector High Income Fund Inc
DATE OF NAME CHANGE: 20090107
FORMER COMPANY:
FORMER CONFORMED NAME: RMK Multi-Sector High Income Fund Inc
DATE OF NAME CHANGE: 20051104
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK STOCK EXCHANGE LLC
CENTRAL INDEX KEY: 0000876661
IRS NUMBER: 000000000
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-656-2060
MAIL ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: NEW YORK STOCK EXCHANGE INC
DATE OF NAME CHANGE: 19910628
25-NSE
1
primary_doc.xml
X0203
0000876661
NEW YORK STOCK EXCHANGE LLC
1343602
HELIOS MULTI-SECTOR HIGH INCOME FUND, INC.
001-32719
Three World Financial Center
200 Vesey Street, 10th Floor
New York
NY
NEW YORK
10281-1010
(212) 549-8400
Common Stock
17 CFR 240.12d2-2(a)(3)
Paras Madho
Director
2014-08-15
EX-99.25
2
ruleprovisionnotice.htm
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES
The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 26, 2014, pursuant to the provisions of Rule 12d2-2 (a).
[ X ] 17 CFR 240.12d2-2(a)(3) That on August 13, 2014 the instruments representing the securities comprising the entire class of this security came to evidence, by operation of law or otherwise, other securities in substitution therefore and represent no other right except, if such be the fact, the right to receive an immediate cash payment.
The merger between Helios Multi-Sector High Income Fund, Inc. and Brookfield High Income Fund Inc. became effective before the opening on August 13, 2014. Each share of Common Stock of Helios Multi-Sector High Income Fund, Inc. was exchanged for Shares of Beneficial Interest of Brookfield High Income Fund Inc.
The Exchange also notifies the Securities and Exchange Commission that as a result of the above indicated conditions this security was suspended from trading on August 13, 2014.