0000876661-14-000054.txt : 20140214
0000876661-14-000054.hdr.sgml : 20140214
20140214100808
ACCESSION NUMBER: 0000876661-14-000054
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
EFFECTIVENESS DATE: 20140214
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Dolan Co.
CENTRAL INDEX KEY: 0001396838
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 522065604
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33603
FILM NUMBER: 14611829
BUSINESS ADDRESS:
STREET 1: 222 SOUTH NINTH STREET, SUITE 2300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 317-9420
MAIL ADDRESS:
STREET 1: 222 SOUTH NINTH STREET, SUITE 2300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: Dolan Co
DATE OF NAME CHANGE: 20100527
FORMER COMPANY:
FORMER CONFORMED NAME: Dolan Media CO
DATE OF NAME CHANGE: 20070418
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK STOCK EXCHANGE LLC
CENTRAL INDEX KEY: 0000876661
IRS NUMBER: 000000000
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-656-2060
MAIL ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: NEW YORK STOCK EXCHANGE INC
DATE OF NAME CHANGE: 19910628
25-NSE
1
primary_doc.xml
X0203
0000876661
NEW YORK STOCK EXCHANGE LLC
1396838
Dolan Co.
001-33603
222 South 9th Street
Suite 2300
Minneapolis
MN
MINNESOTA
55402
(612) 317-9420
8.5% Series B Cumulative Preferred Stock
17 CFR 240.12d2-2(b)
Paras Madho
Director
2014-02-14
EX-99.25
2
ruleprovisionnotice.htm
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES
New York Stock Exchange LLC (the 'Exchange' or the 'NYSE') hereby notifies the Securities and Exchange Commission (the 'Commission') of its intention to remove the entire class of Common Stock (the 'Common Stock') and the 8.5% Series B Cumulative Preferred Stock (the 'Preferred Stock' and together with the Common Stock, the 'Securities') of The Dolan Company (the 'Company') from listing and registration on the Exchange at the opening of business on February 25, 2014, pursuant to the provisions of Rule 12d2-2 (b), because, in the opinion of the Exchange, the Securities are no longer suitable for continued listing and trading on the Exchange. The NYSE's delisting determination was based on the fact that the average closing price of the Common Stock reported on the Consolidated Tape had fallen below $1.00 per share over a consecutive 30 trading-day period in violation of Section 802.01C of the NYSE Listed Company Manual and the Company notified the Exchange that it could not affirm an intent to cure this price deficiency.
1. The Exchange's Listed Company Manual, Section 802.01C, states, in part, that the Exchange would consider delisting a security of either a domestic or non-U.S. issuer when the average closing price of a security is less than $1.00 over a consecutive 30 trading-day period.
2. The Exchange, on January 23, 2014, determined that the Securities should be suspended from trading before the opening of the trading session on January 29, 2014, and directed the preparation and filing with the Commission of this application for the removal of the Securities from listing and registration on the Exchange. The Company was notified by letter on January 24, 2014.
3. Pursuant to the above authorization, a press release was issued on January 23, 2014, and an announcement was made on the 'ticker' of the Exchange at the close of the trading session on January 23, 2014 and other various dates of the proposed suspension of trading in the Securities. Similar information was included on the Exchange's website. Trading in the Securities on the Exchange was suspended before the opening of the trading session on January 29, 2014.
4. The Company had a right to appeal to the Committee for Review of the Board of Directors of NYSE Regulation the determination to delist the Securities, provided that it filed a written request for such a review with the Secretary of the Exchange within ten business days of receiving notice of delisting determination. The Company did not file such request within the specified time period. Consequently, all conditions precedent to its filing having been met, the Exchange is filing this Form 25 with the Commission.