-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HeCECTvXGa9BhrmFnxOKSauSw8f+V+g6W+e1CnB8yOkvyM67QnyPy78MkHMQNF/z 0JGEFtvxmpkR78ND8TBIHw== 0000876661-10-000175.txt : 20100525 0000876661-10-000175.hdr.sgml : 20100525 20100525125716 ACCESSION NUMBER: 0000876661-10-000175 CONFORMED SUBMISSION TYPE: 25-NSE PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20100525 DATE AS OF CHANGE: 20100525 EFFECTIVENESS DATE: 20100525 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Small Cap Premium & Dividend Income Fund, Inc. CENTRAL INDEX KEY: 0001322979 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0405 FILING VALUES: FORM TYPE: 25-NSE SEC ACT: 1934 Act SEC FILE NUMBER: 001-32554 FILM NUMBER: 10856230 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 877-449-4742 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10080 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK STOCK EXCHANGE LLC CENTRAL INDEX KEY: 0000876661 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 25-NSE BUSINESS ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-656-2060 MAIL ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: NEW YORK STOCK EXCHANGE INC DATE OF NAME CHANGE: 19910628 25-NSE 1 primary_doc.xml X0203 0000876661 NEW YORK STOCK EXCHANGE LLC 1322979 Small Cap Premium & Dividend Income Fund, Inc. 001-32554
4 World Financial Center 5th Floor New York NY NEW YORK 10080
(212) 449-8118 Common Stock 17 CFR 240.12d2-2(a)(3) Edwin Mecabe Director 2010-05-25 EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 4, 2010, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(3) That on May 24, 2010 the instruments representing the securities comprising the entire class of this security came to evidence, by operation of law or otherwise, other securities in substitution therefore and represent no other right except, if such be the fact, the right to receive an immediate cash payment. Pursuant to the liquidation/termination which became effective on May 24, 2010, the transfer books and accounts were permanently closed on May 21, 2010. The Exchange also notifies the Securities and Exchange Commission that as a result of the above indicated conditions this security was suspended from trading on May 24, 2010. -----END PRIVACY-ENHANCED MESSAGE-----