-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PSSiRw4arQ2W7GZE4tZyppsXdNNzbrGulRBYSu40aTSTq56qE3ZFhYNlntZstxCy Wd9k6mmMIJbNv9v4SxG7Yw== 0000876661-07-000446.txt : 20070516 0000876661-07-000446.hdr.sgml : 20070516 20070516161028 ACCESSION NUMBER: 0000876661-07-000446 CONFORMED SUBMISSION TYPE: 25-NSE PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070516 DATE AS OF CHANGE: 20070516 EFFECTIVENESS DATE: 20070516 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC CENTRAL INDEX KEY: 0001276520 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 331073076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 25-NSE SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 07857954 BUSINESS ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK STOCK EXCHANGE INC CENTRAL INDEX KEY: 0000876661 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 25-NSE BUSINESS ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-656-2060 MAIL ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 25-NSE 1 primary_doc.xml X0203 0000876661 NEW YORK STOCK EXCHANGE INC 1276520 GENWORTH FINANCIAL INC 001-32195
6620 W. Broad Street Richmond VA VIRGINIA 23230
(804) 281-6000
6.00% Equity Units 17 CFR 240.12d2-2(a)(2) Paras Madho Director 2007-05-16
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 29, 2007, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(2) That the entire class of this security was redeemed or paid at maturity or retirement on May 16, 2007. Each Equity Unit has a stated amount of $25 and consists of a purchase contract issued by Genworth Financial, Inc. and, initially, a 1/40, or 2.5%, undivided beneficial ownership interest in a $1,000 principal amount senior note due May 16, 2009, issued by the company, which the company refers to as a Corporate Unit. The purchase contract obligates the holder to purchase from the company, no later than May 16, 2007, for a price of $25 in cash, between 1.0623 and 1.2855 shares of the company's Class A Common Stock, subject to further anti-dilution adjustments, depending on the average closing price of the company's Class A Common Stock over the 20-trading day period ending on the third trading day prior to such date. The company has declared a quarterly dividend of $0.09 per outstanding shares of its Class A Common Stock, payable on April 27, 2007, to stockholders of record on April 12, 2007. Following payment of such dividend, the minimum and maximum settlement rates will be further adjusted in accordance with the terms of the Equity Units. Genworth Financial, Inc. will also pay the holder quarterly contract adjustment payments at a rate of 2.16% per year of the stated amount of $25 per Equity Unit, or $0.54 per year, as described in the prospectus. The notes currently bear interest at a rate of 3.84% per year, payable, initially, quarterly. The notes will be remarketed as described in the prospectus. In connection with this remarketing, the interest rate on the notes will be reset and thereafter interest will be payable at the reset rate. Following the purchase contract settlement date, interest will be payable semi-annually, regardless of whether there was a successful remarketing. The holder's ownership interest in the notes, the applicable ownership interest in the Treasury portfolio or the Treasury securities, as the case may be, will be pledged to Genworth Financial, Inc. to secure the holder's obligation under the related purchase contract. If there is a successful remarketing of the notes on or prior to the third business day immediately preceding May 16, 2007, and the holder holds Corporate Units, the proceeds from the remarketing will be used to satisfy the holder's payment obligations under the purchase contracts, unless the holder shall have elected to settle with separate cash. The Exchange also notifies the Securities and Exchange Commission that as a result of the above indicated conditions this security was suspended from trading on May 16, 2007.
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