0001209191-14-070438.txt : 20141120 0001209191-14-070438.hdr.sgml : 20141120 20141120183449 ACCESSION NUMBER: 0001209191-14-070438 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141118 FILED AS OF DATE: 20141120 DATE AS OF CHANGE: 20141120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MONRO MUFFLER BRAKE INC CENTRAL INDEX KEY: 0000876427 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AUTOMOTIVE REPAIR, SERVICES & PARKING [7500] IRS NUMBER: 160838627 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 200 HOLLEDER PKWY CITY: ROCHESTER STATE: NY ZIP: 14615-3808 BUSINESS PHONE: 5856476400 MAIL ADDRESS: STREET 1: 200 HOLLEDER PKWY CITY: ROCHESTER STATE: NY ZIP: 14615-3808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Van Heel John W CENTRAL INDEX KEY: 0001329748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19357 FILM NUMBER: 141240331 MAIL ADDRESS: STREET 1: 9 FOXBORO LANE CITY: FAIRPORT STATE: NY ZIP: 14450 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-11-18 0 0000876427 MONRO MUFFLER BRAKE INC MNRO 0001329748 Van Heel John W 200 HOLLEDER PARKWAY ROCHESTER NY 14615 1 1 0 0 Chief Executive Officer HOLDINGS 95169 D Common Stock 2014-11-18 2014-11-18 4 J 0 77239 51.43 D 17930 D Common Stock 2014-11-18 2014-11-18 4 M 0 112500 35.31 A 130430 D Common Stock 2014-11-20 2014-11-20 4 S 0 23000 51.855 D 107430 D Options (Right to buy) 35.31 2014-11-18 2014-11-18 4 M 0 37500 35.31 D 2011-12-30 2015-12-29 Common Stock 37500 37500 D Options (Right to buy) 35.31 2014-11-18 2014-11-18 4 M 0 37500 35.31 D 2012-12-30 2015-12-29 Common Stock 37500 37500 D Options (Right to buy) 35.31 2014-11-18 2014-11-18 4 M 0 37500 35.31 D 2013-12-30 2015-12-29 Common Stock 37500 37500 D As permitted pursuant to the terms of the 2007 Stock Option Plan, the reporting person delivered these shares to the Issuer in order to pay for the exercise of 112,500 Non-qualified stock options reported on Table I and II. The shares were valued at the closing price for the Issuer's stock on November 18, 2014, the date on which the reporting person delivered these shares and exercised the options. The reporting person sold stock to pay taxes related to the exercise of options on November 18, 2014. The reporting person's holdings of the Issuer's stock increased by 12,261 shares as a result of the stock option exercise and related sales. The price reported is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price for the transactions being reported on this Form 4. /s/ John W. Van Heel 2014-11-20