0000899243-16-033924.txt : 20161118
0000899243-16-033924.hdr.sgml : 20161118
20161118175150
ACCESSION NUMBER: 0000899243-16-033924
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161116
FILED AS OF DATE: 20161118
DATE AS OF CHANGE: 20161118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MONRO MUFFLER BRAKE INC
CENTRAL INDEX KEY: 0000876427
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AUTOMOTIVE REPAIR, SERVICES & PARKING [7500]
IRS NUMBER: 160838627
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 200 HOLLEDER PKWY
CITY: ROCHESTER
STATE: NY
ZIP: 14615-3808
BUSINESS PHONE: 5856476400
MAIL ADDRESS:
STREET 1: 200 HOLLEDER PKWY
CITY: ROCHESTER
STATE: NY
ZIP: 14615-3808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D AMICO CATHERINE
CENTRAL INDEX KEY: 0001244840
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19357
FILM NUMBER: 162008714
MAIL ADDRESS:
STREET 1: 200 HOLLEDER PARKWAY
CITY: ROCHESTER
STATE: NY
ZIP: 14615
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-16
0
0000876427
MONRO MUFFLER BRAKE INC
MNRO
0001244840
D AMICO CATHERINE
200 HOLLEDER PARKWAY
ROCHESTER,
NY
14615
0
1
0
0
Chief Executive Officer
HOLDINGS
189523
D
Common Stock
2016-11-16
4
F
0
11160
58.05
D
178363
D
Common Stock
2016-11-16
4
M
0
11250
15.39
A
189613
D
Common Stock
2016-11-16
4
M
0
9000
18.05
A
198613
D
Common Stock
2016-11-16
4
M
0
8000
39.03
A
206613
D
Common Stock
2016-11-16
4
F
0
8813
58.05
D
197800
D
Common Stock
2016-11-16
4
S
0
600
58.50
D
197200
D
Common Stock
2016-11-17
4
G
0
1750
57.95
D
195450
D
Common Stock
2016-11-18
4
S
0
8450
58.00
D
187000
D
Options (Right to buy)
15.39
2016-11-16
4
M
0
2812
0.00
D
2008-05-17
2017-05-16
Common Stock
2812
8438
D
Options (Right to buy)
15.39
2016-11-16
4
M
0
2813
0.00
D
2009-05-17
2017-05-16
Common Stock
2813
5625
D
Options (Right to buy)
15.39
2016-11-16
4
M
0
2812
0.00
D
2010-05-17
2017-05-16
Common Stock
2812
2813
D
Options (Right to buy)
15.39
2016-11-16
4
M
0
2813
0.00
D
2011-05-17
2017-05-16
Common Stock
2813
0
D
Options (Right to buy)
18.05
2016-11-16
4
M
0
2250
0.00
D
2010-05-20
2019-05-19
Common Stock
2250
6750
D
Options (Right to buy)
18.05
2016-11-16
4
M
0
2250
0.00
D
2011-05-20
2019-05-19
Common Stock
2250
4500
D
Options (Right to buy)
18.05
2016-11-16
4
M
0
2250
0.00
D
2012-05-20
2019-05-19
Common Stock
2250
2250
D
Options (Right to buy)
18.05
2016-11-16
4
M
0
2250
0.00
D
2013-05-20
2019-05-19
Common Stock
2250
0
D
Options (Right to buy)
39.03
2016-11-16
4
M
0
2000
0.00
D
2013-05-15
2018-05-14
Common Stock
2000
6000
D
Options (Right to buy)
39.03
2016-11-16
4
M
0
2000
0.00
D
2014-05-15
2018-05-14
Common Stock
2000
4000
D
Options (Right to buy)
39.03
2016-11-16
4
M
0
2000
0.00
D
2015-05-15
2018-05-14
Common Stock
2000
2000
D
Options (Right to buy)
39.03
2016-11-16
4
M
0
2000
0.00
D
2016-05-15
2018-05-14
Common Stock
2000
0
D
As permitted pursuant to the terms of the 1998 Employee Incentive Stock Option Plan and the 2007 Stock Option Plan, the reporting person utilized her ownership of existing shares in order to exercise options to purchase 28,250 non-qualified stock options, which option exercises are being reported on Tables I and II. The shares were valued at the closing price, respectively, for the Issuer's stock on November 16, 2016, the dates on which the reporting person exercised the options.
As permitted pursuant to the terms of the 1998 Employee Incentive Stock Option Plan and the 2007 Stock Option Plan, the reporting person satisfied any requisite taxes incurred as a result of the option exercises being reported on Tables I and II of this Form 4 by the Issuer withholding shares otherwise deliverable from the exercise of the options.
The reporting person's holdings of Monro stock increased by 8,277 shares as a result of these transactions, which were completed for purposes of estate and tax planning.
/s/ Catherine D'Amico
2016-11-18