0000899243-16-033924.txt : 20161118 0000899243-16-033924.hdr.sgml : 20161118 20161118175150 ACCESSION NUMBER: 0000899243-16-033924 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161116 FILED AS OF DATE: 20161118 DATE AS OF CHANGE: 20161118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MONRO MUFFLER BRAKE INC CENTRAL INDEX KEY: 0000876427 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AUTOMOTIVE REPAIR, SERVICES & PARKING [7500] IRS NUMBER: 160838627 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 200 HOLLEDER PKWY CITY: ROCHESTER STATE: NY ZIP: 14615-3808 BUSINESS PHONE: 5856476400 MAIL ADDRESS: STREET 1: 200 HOLLEDER PKWY CITY: ROCHESTER STATE: NY ZIP: 14615-3808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D AMICO CATHERINE CENTRAL INDEX KEY: 0001244840 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19357 FILM NUMBER: 162008714 MAIL ADDRESS: STREET 1: 200 HOLLEDER PARKWAY CITY: ROCHESTER STATE: NY ZIP: 14615 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-16 0 0000876427 MONRO MUFFLER BRAKE INC MNRO 0001244840 D AMICO CATHERINE 200 HOLLEDER PARKWAY ROCHESTER, NY 14615 0 1 0 0 Chief Executive Officer HOLDINGS 189523 D Common Stock 2016-11-16 4 F 0 11160 58.05 D 178363 D Common Stock 2016-11-16 4 M 0 11250 15.39 A 189613 D Common Stock 2016-11-16 4 M 0 9000 18.05 A 198613 D Common Stock 2016-11-16 4 M 0 8000 39.03 A 206613 D Common Stock 2016-11-16 4 F 0 8813 58.05 D 197800 D Common Stock 2016-11-16 4 S 0 600 58.50 D 197200 D Common Stock 2016-11-17 4 G 0 1750 57.95 D 195450 D Common Stock 2016-11-18 4 S 0 8450 58.00 D 187000 D Options (Right to buy) 15.39 2016-11-16 4 M 0 2812 0.00 D 2008-05-17 2017-05-16 Common Stock 2812 8438 D Options (Right to buy) 15.39 2016-11-16 4 M 0 2813 0.00 D 2009-05-17 2017-05-16 Common Stock 2813 5625 D Options (Right to buy) 15.39 2016-11-16 4 M 0 2812 0.00 D 2010-05-17 2017-05-16 Common Stock 2812 2813 D Options (Right to buy) 15.39 2016-11-16 4 M 0 2813 0.00 D 2011-05-17 2017-05-16 Common Stock 2813 0 D Options (Right to buy) 18.05 2016-11-16 4 M 0 2250 0.00 D 2010-05-20 2019-05-19 Common Stock 2250 6750 D Options (Right to buy) 18.05 2016-11-16 4 M 0 2250 0.00 D 2011-05-20 2019-05-19 Common Stock 2250 4500 D Options (Right to buy) 18.05 2016-11-16 4 M 0 2250 0.00 D 2012-05-20 2019-05-19 Common Stock 2250 2250 D Options (Right to buy) 18.05 2016-11-16 4 M 0 2250 0.00 D 2013-05-20 2019-05-19 Common Stock 2250 0 D Options (Right to buy) 39.03 2016-11-16 4 M 0 2000 0.00 D 2013-05-15 2018-05-14 Common Stock 2000 6000 D Options (Right to buy) 39.03 2016-11-16 4 M 0 2000 0.00 D 2014-05-15 2018-05-14 Common Stock 2000 4000 D Options (Right to buy) 39.03 2016-11-16 4 M 0 2000 0.00 D 2015-05-15 2018-05-14 Common Stock 2000 2000 D Options (Right to buy) 39.03 2016-11-16 4 M 0 2000 0.00 D 2016-05-15 2018-05-14 Common Stock 2000 0 D As permitted pursuant to the terms of the 1998 Employee Incentive Stock Option Plan and the 2007 Stock Option Plan, the reporting person utilized her ownership of existing shares in order to exercise options to purchase 28,250 non-qualified stock options, which option exercises are being reported on Tables I and II. The shares were valued at the closing price, respectively, for the Issuer's stock on November 16, 2016, the dates on which the reporting person exercised the options. As permitted pursuant to the terms of the 1998 Employee Incentive Stock Option Plan and the 2007 Stock Option Plan, the reporting person satisfied any requisite taxes incurred as a result of the option exercises being reported on Tables I and II of this Form 4 by the Issuer withholding shares otherwise deliverable from the exercise of the options. The reporting person's holdings of Monro stock increased by 8,277 shares as a result of these transactions, which were completed for purposes of estate and tax planning. /s/ Catherine D'Amico 2016-11-18