0000899243-16-033517.txt : 20161115 0000899243-16-033517.hdr.sgml : 20161115 20161115164037 ACCESSION NUMBER: 0000899243-16-033517 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161014 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MONRO MUFFLER BRAKE INC CENTRAL INDEX KEY: 0000876427 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AUTOMOTIVE REPAIR, SERVICES & PARKING [7500] IRS NUMBER: 160838627 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 200 HOLLEDER PKWY CITY: ROCHESTER STATE: NY ZIP: 14615-3808 BUSINESS PHONE: 5856476400 MAIL ADDRESS: STREET 1: 200 HOLLEDER PKWY CITY: ROCHESTER STATE: NY ZIP: 14615-3808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOLOMON PETER J CENTRAL INDEX KEY: 0000909061 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19357 FILM NUMBER: 162000188 MAIL ADDRESS: STREET 1: C/O PETER J SOLOMON COMPANY STREET 2: 520 MADISON AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-10-14 0 0000876427 MONRO MUFFLER BRAKE INC MNRO 0000909061 SOLOMON PETER J 200 HOLLEDER PARKWAY ROCHESTER NY 14615 1 0 0 0 Common Stock (Holdings) 396826 D Common Stock (Holdings) 643352 I See Footnote Common Stock 2016-10-14 4 C 0 158459 A 643352 I Trustee Common Stock 2016-11-11 4 S 0 5000 55.6781 D 638352 I Trustee Common Stock 2016-11-11 4 S 0 5000 55.75 D 633352 I Trustee Common Stock 2016-11-11 4 S 0 5000 55.2726 D 628352 I Trustee Common Stock 2016-11-14 4 S 0 10000 57.7184 D 618352 I Trustee Common Stock 2016-11-14 4 S 0 5000 57.891 D 613352 I Trustee Common Stock 2016-11-14 4 S 0 5000 57.8227 D 608352 I Trustee Common Stock 2016-11-14 4 S 0 10000 57.7055 D 598352 I Trustee Common Stock 2016-11-14 4 S 0 10000 57.9655 D 588352 I Trustee Class C Preferred Stock 2016-10-14 2016-10-14 4 C 0 6775 0.00 D Common Stock 158458 15725 I Trustee Includes 10,000 shares of Class C Preferred Stock, which are presently convertible into 233,888 shares of Common Stock of the Issuer. Includes 22,500 shares of Class C Preferred Stock of the Issuer convertible into 526,245 shares of Common Stock of the Issuer. These shares are held in trust for the benefit of Mr. Solomon's children and grandchildren. Mr. Solomon is a trustee of such trusts and, accordingly, may be deemed to have a beneficial interest therein. Mr. Solomon expressly disclaims beneficial ownership of securities held by such trusts, and this report shall not be deemed an admission that Mr. Solomon is the beneficial owner of such securities. On October 14, 2016, the trustees of four of the trusts referenced in Footnote 2, above, elected to convert an aggregate of 6,775 shares of Class C Preferred Stock held in those trusts. Each share of Class C Preferred Stock converted into 23.3887 shares of Common Stock. The Class C Preferred Stock became exercisable immediately upon issuance and has no expiration date. Following the conversion and a subsequent sale of 10,000 shares of the Issuer's common stock on October 31, 2016 (reported on Form 4 on November 7, 2016), the trusts hold 275,564 shares of the Issuer's Common Stock and 15,725 shares of Class C Preferred Stock, convertible into 367,788 shares of Common Stock of the Issuer. See Footnote 3, above. Includes 15,725 shares of Class C Preferred Stock of the Issuer, presently convertible into 367,788 shares of Common Stock of the Issuer. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.55 to $55.7501, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.25 to $55.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.75 to $58.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.75 to $58.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.65 to $57.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.50 to $57.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.55 to $58.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold. /s/ by Maureen E. Mulholland as POA for Peter J. Solomon 2016-11-15