0001437749-20-014802.txt : 20200707
0001437749-20-014802.hdr.sgml : 20200707
20200707180050
ACCESSION NUMBER: 0001437749-20-014802
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200703
FILED AS OF DATE: 20200707
DATE AS OF CHANGE: 20200707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fernando Anthony C. J.
CENTRAL INDEX KEY: 0001664960
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19437
FILM NUMBER: 201016829
MAIL ADDRESS:
STREET 1: 635 DAVIS DRIVE
STREET 2: SUITE 300
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANSENTERIX, INC.
CENTRAL INDEX KEY: 0000876378
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 112962080
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 635 DAVIS DRIVE
STREET 2: SUITE 300
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 919-765-8400
MAIL ADDRESS:
STREET 1: 635 DAVIS DRIVE
STREET 2: SUITE 300
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSENTERIX INC.
DATE OF NAME CHANGE: 20131210
FORMER COMPANY:
FORMER CONFORMED NAME: SafeStitch Medical, Inc.
DATE OF NAME CHANGE: 20080211
FORMER COMPANY:
FORMER CONFORMED NAME: CELLULAR TECHNICAL SERVICES CO INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-07-03
0000876378
TRANSENTERIX, INC.
TRXC
0001664960
Fernando Anthony C. J.
C/O TRANSENTERIX, INC.
635 DAVIS DRIVE, SUITE 300
MORRISVILLE
NC
27560
1
1
President and CEO
Common Stock
2020-07-03
4
M
0
17949
0
A
55501
D
Restricted Stock Units
0
2020-07-03
4
M
0
15385
0
D
Common Stock
15385
0
D
Restricted Stock Units
0
2020-07-03
4
M
0
2564
0
D
Common Stock
2564
2565
D
Lapse of forfeiture restrictions on two grants of restricted stock units ("RSUs") awarded on July 3, 2017 and October 31, 2018.
Each RSU represents the right to receive one share of the Registrant's common stock.
Lapse of forfeiture restrictions on the final 15,385 RSUs from this grant made on July 3, 2017.
Lapse of forfeiture restrictions on one-third of a RSU award granted on October 31, 2018. Forfeiture restrictions will lapse on the remaining RSUs in one final installment of 2,565 on July 3, 2021, as long as the Reporting Person continues to provide services to the Registrant, subject to acceleration as set forth in the Registrant's Amended and Restated Incentive Compensation Plan and the Reporting Person's Employment Agreement with the Registrant.
/s/ Joshua Weingard, as attorney in fact for Anthony Fernando
2020-07-07