0001437749-20-014802.txt : 20200707 0001437749-20-014802.hdr.sgml : 20200707 20200707180050 ACCESSION NUMBER: 0001437749-20-014802 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200703 FILED AS OF DATE: 20200707 DATE AS OF CHANGE: 20200707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fernando Anthony C. J. CENTRAL INDEX KEY: 0001664960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19437 FILM NUMBER: 201016829 MAIL ADDRESS: STREET 1: 635 DAVIS DRIVE STREET 2: SUITE 300 CITY: MORRISVILLE STATE: NC ZIP: 27560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSENTERIX, INC. CENTRAL INDEX KEY: 0000876378 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 112962080 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 635 DAVIS DRIVE STREET 2: SUITE 300 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919-765-8400 MAIL ADDRESS: STREET 1: 635 DAVIS DRIVE STREET 2: SUITE 300 CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: TRANSENTERIX INC. DATE OF NAME CHANGE: 20131210 FORMER COMPANY: FORMER CONFORMED NAME: SafeStitch Medical, Inc. DATE OF NAME CHANGE: 20080211 FORMER COMPANY: FORMER CONFORMED NAME: CELLULAR TECHNICAL SERVICES CO INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml FORM 4 X0306 4 2020-07-03 0000876378 TRANSENTERIX, INC. TRXC 0001664960 Fernando Anthony C. J. C/O TRANSENTERIX, INC. 635 DAVIS DRIVE, SUITE 300 MORRISVILLE NC 27560 1 1 President and CEO Common Stock 2020-07-03 4 M 0 17949 0 A 55501 D Restricted Stock Units 0 2020-07-03 4 M 0 15385 0 D Common Stock 15385 0 D Restricted Stock Units 0 2020-07-03 4 M 0 2564 0 D Common Stock 2564 2565 D Lapse of forfeiture restrictions on two grants of restricted stock units ("RSUs") awarded on July 3, 2017 and October 31, 2018. Each RSU represents the right to receive one share of the Registrant's common stock. Lapse of forfeiture restrictions on the final 15,385 RSUs from this grant made on July 3, 2017. Lapse of forfeiture restrictions on one-third of a RSU award granted on October 31, 2018. Forfeiture restrictions will lapse on the remaining RSUs in one final installment of 2,565 on July 3, 2021, as long as the Reporting Person continues to provide services to the Registrant, subject to acceleration as set forth in the Registrant's Amended and Restated Incentive Compensation Plan and the Reporting Person's Employment Agreement with the Registrant. /s/ Joshua Weingard, as attorney in fact for Anthony Fernando 2020-07-07