0001209191-22-037126.txt : 20220615
0001209191-22-037126.hdr.sgml : 20220615
20220615193649
ACCESSION NUMBER: 0001209191-22-037126
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220613
FILED AS OF DATE: 20220615
DATE AS OF CHANGE: 20220615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Starling William N JR
CENTRAL INDEX KEY: 0001324130
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19437
FILM NUMBER: 221019056
MAIL ADDRESS:
STREET 1: 2300 BUCKSKIN ROAD
CITY: POCATELLO
STATE: ID
ZIP: 83201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASENSUS SURGICAL, INC.
CENTRAL INDEX KEY: 0000876378
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 112962080
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 TW ALEXANDER DRIVE
STREET 2: SUITE 160
CITY: DURHAM
STATE: NC
ZIP: 27703
BUSINESS PHONE: 919-765-8400
MAIL ADDRESS:
STREET 1: 1 TW ALEXANDER DRIVE
STREET 2: SUITE 160
CITY: DURHAM
STATE: NC
ZIP: 27703
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSENTERIX, INC.
DATE OF NAME CHANGE: 20190712
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSENTERIX INC.
DATE OF NAME CHANGE: 20131210
FORMER COMPANY:
FORMER CONFORMED NAME: SafeStitch Medical, Inc.
DATE OF NAME CHANGE: 20080211
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-06-13
0
0000876378
ASENSUS SURGICAL, INC.
ASXC
0001324130
Starling William N JR
345 GOLDEN HILLS DRIVE
PORTOLA VALLEY
CA
94028
1
0
0
0
Common Stock
2022-06-13
4
S
0
27010
0.40
D
13846
D
Common Stock
18134
I
See footnote
Common Stock
22849
I
See footnote
Stock Option
0.38
2022-06-14
4
A
0
55340
0.00
A
2029-06-14
Common Stock
55340
55340
D
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.4094 to $0.39, with a weighted average price per share of $0.40. The reporting person undertakes to provide to Asensus Surgical, Inc., any security holder of Asensus Surgical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
Shares of Common Stock held by Synecor, L.L.C. The Reporting Person is the chief executive officer of Synecor, L.L.C. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Shares of Common Stock held by W. Starling and D. Starling, Trustees of the Starling Family Trust, UDT August 15, 1990.
Represents an equity award issued under the Registrant's Amended and Restated Incentive Compensation Plan.
The stock options will vest on a quarterly basis over the one year following the date of grant, with the first vesting on the date of grant.
/s/ Joshua Weingard, as attorney-in-fact for William N. Starling
2022-06-15