0001209191-21-045186.txt : 20210702
0001209191-21-045186.hdr.sgml : 20210702
20210702191310
ACCESSION NUMBER: 0001209191-21-045186
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210702
DATE AS OF CHANGE: 20210702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Starling William N JR
CENTRAL INDEX KEY: 0001324130
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19437
FILM NUMBER: 211072057
MAIL ADDRESS:
STREET 1: 2300 BUCKSKIN ROAD
CITY: POCATELLO
STATE: ID
ZIP: 83201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASENSUS SURGICAL, INC.
CENTRAL INDEX KEY: 0000876378
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 112962080
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 TW ALEXANDER DRIVE
STREET 2: SUITE 160
CITY: DURHAM
STATE: NC
ZIP: 27703
BUSINESS PHONE: 919-765-8400
MAIL ADDRESS:
STREET 1: 1 TW ALEXANDER DRIVE
STREET 2: SUITE 160
CITY: DURHAM
STATE: NC
ZIP: 27703
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSENTERIX, INC.
DATE OF NAME CHANGE: 20190712
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSENTERIX INC.
DATE OF NAME CHANGE: 20131210
FORMER COMPANY:
FORMER CONFORMED NAME: SafeStitch Medical, Inc.
DATE OF NAME CHANGE: 20080211
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-30
0
0000876378
ASENSUS SURGICAL, INC.
ASXC
0001324130
Starling William N JR
345 GOLDEN HILLS DRIVE
PORTOLA VALLEY
CA
94028
1
0
0
0
Common Stock
2021-07-01
4
A
0
13846
0.00
A
40856
D
Common Stock
18134
I
See Footnote
Common Stock
22849
I
See Footnote
Stock Option
3.17
2021-06-30
4
A
0
4310
0.00
A
2021-12-31
2028-06-30
Common Stock
4310
4310
D
Represents restricted stock units ("RSUs"). Each RSU represents the right to receive one share of the Registrant's common stock.
Forfeiture restrictions will lapse on the RSUs on the first anniversary of the date of grant, provided that if the date of the 2022 annual meeting of stockholders is earlier, the restrictions will lapse on the date of the annual meeting.
Shares of Common Stock held by Synecor, L.L.C. The Reporting Person is the chief executive officer of Synecor, L.L.C. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Shares of Common Stock held by W. Starling and D. Starling, Trustees of the Starling Family Trust, UDT August 15, 1990.
Represents an equity award issued under the Registrant's Amended and Restated Incentive Compensation Plan in lieu of an annual cash retainer, paid quarterly in arrears for the quarter ended June 30, 2021.
The award is fully exercisable six months after the grant date, subject to earlier acceleration as approved by the Board of Directors.
/s/ Joshua Weingard, as attorney-in-fact for William N. Starling
2021-07-02