0001209191-21-045177.txt : 20210702
0001209191-21-045177.hdr.sgml : 20210702
20210702190445
ACCESSION NUMBER: 0001209191-21-045177
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210702
DATE AS OF CHANGE: 20210702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Biffi Andrea
CENTRAL INDEX KEY: 0001653516
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19437
FILM NUMBER: 211072036
MAIL ADDRESS:
STREET 1: C/O SOFAR SPA
STREET 2: VIA FIRENZE 40
CITY: TREZZANO ROSA (MI)
STATE: L6
ZIP: 20060
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASENSUS SURGICAL, INC.
CENTRAL INDEX KEY: 0000876378
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 112962080
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 TW ALEXANDER DRIVE
STREET 2: SUITE 160
CITY: DURHAM
STATE: NC
ZIP: 27703
BUSINESS PHONE: 919-765-8400
MAIL ADDRESS:
STREET 1: 1 TW ALEXANDER DRIVE
STREET 2: SUITE 160
CITY: DURHAM
STATE: NC
ZIP: 27703
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSENTERIX, INC.
DATE OF NAME CHANGE: 20190712
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSENTERIX INC.
DATE OF NAME CHANGE: 20131210
FORMER COMPANY:
FORMER CONFORMED NAME: SafeStitch Medical, Inc.
DATE OF NAME CHANGE: 20080211
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-30
0
0000876378
ASENSUS SURGICAL, INC.
ASXC
0001653516
Biffi Andrea
VIA FIRENZE 40
TREZZANO ROSA
L6
20060
ITALY
1
0
0
0
Stock Option
3.17
2021-06-30
4
A
0
3748
0.00
A
2021-12-31
2028-06-30
Common Stock
3748
3748
D
Stock Option
2.93
2021-07-01
4
A
0
35479
0.00
A
2028-07-01
Common Stock
35479
35479
D
Represents an equity award issued under the Registrant's Amended and Restated Incentive Compensation Plan in lieu of an annual cash retainer, paid quarterly in arrears for the quarter ended June 30, 2021
The award is fully exercisable six months after the grant date, subject to earlier acceleration as approved by the Board of Directors.
The stock options will vest on a quarterly basis over the one year following the date of grant, with the first vesting on the date of grant.
/s/ Joshua Weingard, as attorney-in-fact for Andrea Biffi
2021-07-02