0001209191-18-049397.txt : 20180904 0001209191-18-049397.hdr.sgml : 20180904 20180904200142 ACCESSION NUMBER: 0001209191-18-049397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180831 FILED AS OF DATE: 20180904 DATE AS OF CHANGE: 20180904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Eric A CENTRAL INDEX KEY: 0001751486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19437 FILM NUMBER: 181053637 MAIL ADDRESS: STREET 1: 7 CALEB CIRCLE CITY: SAN ANTONIO STATE: TX ZIP: 78258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSENTERIX INC. CENTRAL INDEX KEY: 0000876378 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 112962080 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 635 DAVIS DRIVE STREET 2: SUITE 300 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919-765-8400 MAIL ADDRESS: STREET 1: 635 DAVIS DRIVE STREET 2: SUITE 300 CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: SafeStitch Medical, Inc. DATE OF NAME CHANGE: 20080211 FORMER COMPANY: FORMER CONFORMED NAME: CELLULAR TECHNICAL SERVICES CO INC DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-31 0 0000876378 TRANSENTERIX INC. TRXC 0001751486 Smith Eric A C/O TRANSENTERIX, INC. 635 DAVIS DRIVE, SUITE 300 MORRISVILLE NC 27560 0 1 0 0 Chief Commercial Officer Stock Options 5.80 2018-08-31 4 A 0 300000 0.00 A 2028-08-31 Common Stock 300000 300000 D Restricted Stock Units 0.00 2018-08-31 4 A 0 100000 0.00 A Common Stock 100000 100000 D Vests 25% on the first anniversary of the date of grant and 1/48th of the entire award monthly on the vesting date anniversary for 36 months, subject to certain acceleration provisions. Each restricted stock unit represents the right to receive one share of the Registrant's common stock. Forfeiture restrictions will lapse on the restricted stock units in three substantially equal annual installments of 33,334, 33,333 and 33,333 on August 31, 2019, 2020 and 2021 as long as the Reporting Person remains in the employ of the Registrant, subject to certain acceleration provisions. /s/Joshua Weingard, as Attorney-in-Fact for Eric A. Smith 2018-09-04