0001209191-18-008274.txt : 20180207 0001209191-18-008274.hdr.sgml : 20180207 20180207200650 ACCESSION NUMBER: 0001209191-18-008274 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180205 FILED AS OF DATE: 20180207 DATE AS OF CHANGE: 20180207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fernando Anthony C. J. CENTRAL INDEX KEY: 0001664960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19437 FILM NUMBER: 18582488 MAIL ADDRESS: STREET 1: 635 DAVIS DRIVE STREET 2: SUITE 300 CITY: MORRISVILLE STATE: NC ZIP: 27560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSENTERIX INC. CENTRAL INDEX KEY: 0000876378 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 112962080 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 635 DAVIS DRIVE STREET 2: SUITE 300 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919-765-8400 MAIL ADDRESS: STREET 1: 635 DAVIS DRIVE STREET 2: SUITE 300 CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: SafeStitch Medical, Inc. DATE OF NAME CHANGE: 20080211 FORMER COMPANY: FORMER CONFORMED NAME: CELLULAR TECHNICAL SERVICES CO INC DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-05 0 0000876378 TRANSENTERIX INC. TRXC 0001664960 Fernando Anthony C. J. C/O TRANSENTERIX, INC. 635 DAVIS DRIVE, SUITE 300 MORRISVILLE NC 27560 0 1 0 0 Chief Operating Officer Common Stock 2018-02-05 4 M 0 54444 0.00 A 96539 D Common Stock 2018-02-05 4 F 0 19190 1.53 D 77349 D Stock Option 1.39 2018-02-07 4 A 0 801000 0.00 A 2028-02-07 Common Stock 801000 801000 D Restricted Stock Units 0.00 2018-02-07 4 A 0 178000 0.00 A Common Stock 178000 178000 D Restricted Stock Units 2018-02-05 4 M 0 24444 0.00 D Common Stock 24444 24444 D Restricted Stock Units 2018-02-05 4 M 0 30000 0.00 D Common Stock 30000 60000 D This transaction represents the payment of a tax liability on the lapse of forfeiture restrictions on a derivative security and acquisition of the underlying shares. Vests 25% on the first anniversary of the date of grant and 1/48th of the entire award monthly on the vesting date anniversary for 36 months, subject to acceleration as set forth in the Incentive Plan. Each restricted stock unit represents the right to receive one share of the Registrant's common stock. Forfeiture restrictions will lapse on the restricted stock units in three substantially equal annual installments of 59,334, 59,333 and 59,333 on February 4, 2019, 2020 and 2021 as long as the Reporting Person remains in the employ of the Registrant, subject to acceleration as set forth in the Incentive Plan. Forfeiture restrictions will lapse as to 1/3rd of the restricted stock units on February 4 of each of the first three years following the date of grant, as long as the Reporting Person remains in the employ of the Registrant, subject to acceleration as set forth in the Incentive Plan. /s/Joshua Weingard, as Attorney-in-Fact for Anthony Fernando 2018-02-07