0001209191-16-098998.txt : 20160216
0001209191-16-098998.hdr.sgml : 20160215
20160216205323
ACCESSION NUMBER: 0001209191-16-098998
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160212
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANSENTERIX INC.
CENTRAL INDEX KEY: 0000876378
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 112962080
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 635 DAVIS DRIVE
STREET 2: SUITE 300
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 919-765-8400
MAIL ADDRESS:
STREET 1: 635 DAVIS DRIVE
STREET 2: SUITE 300
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
FORMER COMPANY:
FORMER CONFORMED NAME: SafeStitch Medical, Inc.
DATE OF NAME CHANGE: 20080211
FORMER COMPANY:
FORMER CONFORMED NAME: CELLULAR TECHNICAL SERVICES CO INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fernando Anthony C. J.
CENTRAL INDEX KEY: 0001664960
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19437
FILM NUMBER: 161431369
MAIL ADDRESS:
STREET 1: 635 DAVIS DRIVE
STREET 2: SUITE 300
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2016-02-12
2016-02-12
0
0000876378
TRANSENTERIX INC.
TRXC
0001664960
Fernando Anthony C. J.
C/O TRANSENTERIX, INC.
635 DAVIS DRIVE, SUITE 300
MORRISVILLE
NC
27560
0
1
0
0
Chief Technology Officer
Stock Option
3.82
2016-02-12
4
A
0
330000
0.00
A
2026-02-12
Common Stock
330000
330000
D
Restricted Stock Units
0.00
2016-02-12
4
A
0
73333
0.00
A
Common Stock
73333
73333
D
The purpose of this Form 4/A is to correct the number of stock options granted, provide the vesting schedule for the stock options granted, and correct the schedule for lapse of forfeiture restrcitions on the RSUs granted.
Vests 25% on the first anniversary of the date of grant and thereafter 1/48th of the entire award monthly for 36 months. The outstanding equity awards are subject to acceleration provisions set forth in an Employment Agreement between the Registrant and the Reporting Person in connection with termination of employment due to a Change in Control.
Each restricted stock unit represents the right to receive one share of the Registrant's common stock. Forfeiture restrictions will lapse on the restricted stock units in three equal installments of 24,445, 24,444 and 24,444 on February 4, 2017, 2018 and 2019, respectively, so long as the Reporting Person remains in the employ of the Registrant, subject to acceleration as set forth in his Employment Agreement or in the Registrant's Incentive Plan.
/s/ Joshua Weingard as Attorney-in-Fact for Anthony Fernando
2016-02-16