0001209191-16-098998.txt : 20160216 0001209191-16-098998.hdr.sgml : 20160215 20160216205323 ACCESSION NUMBER: 0001209191-16-098998 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160212 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSENTERIX INC. CENTRAL INDEX KEY: 0000876378 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 112962080 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 635 DAVIS DRIVE STREET 2: SUITE 300 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919-765-8400 MAIL ADDRESS: STREET 1: 635 DAVIS DRIVE STREET 2: SUITE 300 CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: SafeStitch Medical, Inc. DATE OF NAME CHANGE: 20080211 FORMER COMPANY: FORMER CONFORMED NAME: CELLULAR TECHNICAL SERVICES CO INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fernando Anthony C. J. CENTRAL INDEX KEY: 0001664960 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-19437 FILM NUMBER: 161431369 MAIL ADDRESS: STREET 1: 635 DAVIS DRIVE STREET 2: SUITE 300 CITY: MORRISVILLE STATE: NC ZIP: 27560 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2016-02-12 2016-02-12 0 0000876378 TRANSENTERIX INC. TRXC 0001664960 Fernando Anthony C. J. C/O TRANSENTERIX, INC. 635 DAVIS DRIVE, SUITE 300 MORRISVILLE NC 27560 0 1 0 0 Chief Technology Officer Stock Option 3.82 2016-02-12 4 A 0 330000 0.00 A 2026-02-12 Common Stock 330000 330000 D Restricted Stock Units 0.00 2016-02-12 4 A 0 73333 0.00 A Common Stock 73333 73333 D The purpose of this Form 4/A is to correct the number of stock options granted, provide the vesting schedule for the stock options granted, and correct the schedule for lapse of forfeiture restrcitions on the RSUs granted. Vests 25% on the first anniversary of the date of grant and thereafter 1/48th of the entire award monthly for 36 months. The outstanding equity awards are subject to acceleration provisions set forth in an Employment Agreement between the Registrant and the Reporting Person in connection with termination of employment due to a Change in Control. Each restricted stock unit represents the right to receive one share of the Registrant's common stock. Forfeiture restrictions will lapse on the restricted stock units in three equal installments of 24,445, 24,444 and 24,444 on February 4, 2017, 2018 and 2019, respectively, so long as the Reporting Person remains in the employ of the Registrant, subject to acceleration as set forth in his Employment Agreement or in the Registrant's Incentive Plan. /s/ Joshua Weingard as Attorney-in-Fact for Anthony Fernando 2016-02-16