0001209191-13-043287.txt : 20130905 0001209191-13-043287.hdr.sgml : 20130905 20130905184449 ACCESSION NUMBER: 0001209191-13-043287 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130903 FILED AS OF DATE: 20130905 DATE AS OF CHANGE: 20130905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SafeStitch Medical, Inc. CENTRAL INDEX KEY: 0000876378 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 112962080 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4400 BISCAYNE BLVD. STREET 2: SUITE A-100 CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 305-575-4600 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD. STREET 2: SUITE A-100 CITY: MIAMI STATE: FL ZIP: 33137 FORMER COMPANY: FORMER CONFORMED NAME: CELLULAR TECHNICAL SERVICES CO INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HSIAO JANE PH D CENTRAL INDEX KEY: 0001188834 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19437 FILM NUMBER: 131081454 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 33137 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-09-03 0 0000876378 SafeStitch Medical, Inc. SFES.OB 0001188834 HSIAO JANE PH D 4400 BISCAYNE BLVD MIAMI FL 33137 1 0 0 0 Series B Convertible Preferred Stock 0.40 2013-09-03 4 P 0 437500 4.00 A Common Stock 4375000 437500 I Hsu Gama Investments, LP Series B Convertible Preferred Stock 0.40 2013-09-03 4 P 0 437500 4.00 A Common Stock 4375000 437500 D On September 3, 2013, SafeStitch Medical, Inc. (the "Issuer") sold and issued to Hsu Gamma Investments, L.P., in a privately negotiated transaction pursuant to a securities purchase agreement, an aggregate of 437,500 shares of the Issuer's Series B convertible preferred stock at a purchase price of $4.00 per share. Upon the filing of an Amendment to the Issuer's Certificate of Incorporation with the State of Delaware, each share of the Issuer's Series B convertible preferred stock will automatically convert into ten (10) shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. Dr. Hsiao is the general partner of Hsu Gamma Investments, LP. On September 3, 2013, the Issuer sold and issued to Jane Hsiao, in a privately negotiated transaction pursuant to a securities purchase agreement, an aggregate of 437,500 shares of the Issuer's Series B convertible preferred stock at a purchase price of $4.00 per share. Upon the filing of an Amendment to the Issuer's Certificate of Incorporation with the State of Delaware, each share of the Issuer's Series B convertible preferred stock will automatically convert into ten (10) shares of the Issuer's common stock. /s/ Jane H. Hsiao 2013-09-04