0001209191-13-042948.txt : 20130904 0001209191-13-042948.hdr.sgml : 20130904 20130904162911 ACCESSION NUMBER: 0001209191-13-042948 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130903 FILED AS OF DATE: 20130904 DATE AS OF CHANGE: 20130904 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SafeStitch Medical, Inc. CENTRAL INDEX KEY: 0000876378 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 112962080 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4400 BISCAYNE BLVD. STREET 2: SUITE A-100 CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 305-575-4600 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD. STREET 2: SUITE A-100 CITY: MIAMI STATE: FL ZIP: 33137 FORMER COMPANY: FORMER CONFORMED NAME: CELLULAR TECHNICAL SERVICES CO INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELMS STEVE CENTRAL INDEX KEY: 0001250195 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19437 FILM NUMBER: 131078212 MAIL ADDRESS: STREET 1: 888 SEVENTH AVE STREET 2: 29TH FL CITY: NEW YORK STATE: NY ZIP: 10106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Purcell Dennis J CENTRAL INDEX KEY: 0001297291 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19437 FILM NUMBER: 131078213 MAIL ADDRESS: STREET 1: AUXILIUM PHARMACEUTICALS, INC. STREET 2: 160 WEST GERMANTOWN PIKE CITY: NORRISTOWN STATE: PA ZIP: 19401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHIFF ANDREW N CENTRAL INDEX KEY: 0001172252 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19437 FILM NUMBER: 131078214 MAIL ADDRESS: STREET 1: PLANET ZANETT INC STREET 2: 135 E 57TH ST CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: SCHIFF DR DREW DATE OF NAME CHANGE: 20020426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aisling Capital Partners III LLC CENTRAL INDEX KEY: 0001532635 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19437 FILM NUMBER: 131078215 BUSINESS ADDRESS: STREET 1: AISLING CAPITAL LLC STREET 2: 888 SEVENTH AVENUE 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 212-651-6380 MAIL ADDRESS: STREET 1: AISLING CAPITAL LLC STREET 2: 888 SEVENTH AVENUE 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aisling Capital Partners III LP CENTRAL INDEX KEY: 0001532634 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19437 FILM NUMBER: 131078216 BUSINESS ADDRESS: STREET 1: AISLING CAPITAL LLC STREET 2: 888 SEVENTH AVENUE 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 212-651-6380 MAIL ADDRESS: STREET 1: AISLING CAPITAL LLC STREET 2: 888 SEVENTH AVENUE 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AISLING CAPITAL III LP CENTRAL INDEX KEY: 0001444717 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19437 FILM NUMBER: 131078217 BUSINESS ADDRESS: STREET 1: 888 Seventh Avenue, 30th Fl CITY: New York STATE: NY ZIP: 10106 BUSINESS PHONE: 212-651-6380 MAIL ADDRESS: STREET 1: 888 Seventh Avenue, 30th Fl CITY: New York STATE: NY ZIP: 10106 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2013-09-03 0 0000876378 SafeStitch Medical, Inc. SFES.OB 0001444717 AISLING CAPITAL III LP 888 SEVENTH AVENUE, 30TH FLOOR NEW YORK NY 10106 0 0 1 0 0001532634 Aisling Capital Partners III LP 888 SEVENTH AVENUE, 30TH FLOOR NEW YORK NY 10106 0 0 1 0 0001532635 Aisling Capital Partners III LLC 888 SEVENTH AVENUE, 30TH FLOOR NEW YORK NY 10106 0 0 1 0 0001172252 SCHIFF ANDREW N 888 SEVENTH AVENUE, 30TH FLOOR NEW YORK NY 10106 0 0 1 0 0001297291 Purcell Dennis J 888 SEVENTH AVENUE, 30TH FLOOR NEW YORK NY 10106 0 0 1 0 0001250195 ELMS STEVE 888 SEVENTH AVENUE, 30TH FLOOR NEW YORK NY 10106 0 0 1 0 Common Stock 24088496 I By Aisling Capital III, LP The reportable securities are owned directly by Aisling Capital III, LP ("Aisling"), and held indirectly by Aisling Capital Partners III, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners III LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dennis Purcell, Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners and the Managers share voting and dispositive power over the shares directly held by Aisling. /s/ Lloyd Appel, Aisling Capital III, LP 2013-09-03 EX-99 2 attachment1.txt EX-99 DOCUMENT


Exhibit 99

Form 3 Joint Filer Information


Name:   Aisling Capital Partners III, LP

Address:   888 Seventh Avenue, 30th Floor
           New York, NY  10106

Designated Filer:   Aisling Capital III LP

Issuer & Ticker Symbol:   SafeStitch Medical, Inc. (SFES.OB)

Date of Event Requiring Statement:   09/03/2013

Signature:   /s/ Lloyd Appel, Aisling Capital Partners III, LP, as general
partner of Aisling Capital III, LP


Name:   Aisling Capital Partners III LLC

Address:   888 Seventh Avenue, 30th Floor
           New York, NY  10106

Designated Filer:   Aisling Capital III LP

Issuer & Ticker Symbol:   SafeStitch Medical, Inc. (SFES.OB)

Date of Event Requiring Statement:   09/03/2013

Signature:   /s/ Lloyd Appel, Aisling Capital Partners III LLC, as general
partner of Aisling Capital Partners III, LP


Name:   Andrew N. Schiff

Address:   888 Seventh Avenue, 30th Floor
           New York, NY  10106

Designated Filer:   Aisling Capital III LP

Issuer & Ticker Symbol:   SafeStitch Medical, Inc. (SFES.OB)

Date of Event Requiring Statement:   09/03/2013

Signature:   /s/ Andrew N. Schiff

Name:   Dennis J. Purcell

Address:   888 Seventh Avenue, 30th Floor
           New York, NY  10106

Designated Filer:   Aisling Capital III LP

Issuer & Ticker Symbol:   SafeStitch Medical, Inc. (SFES.OB)

Date of Event Requiring Statement:   09/03/2013

Signature:   /s/ Dennis J. Purcell


Name:   Steve Elms

Address:   888 Seventh Avenue, 30th Floor
           New York, NY  10106

Designated Filer:   Aisling Capital III LP

Issuer & Ticker Symbol:   SafeStitch Medical, Inc. (SFES.OB)

Date of Event Requiring Statement:   09/03/2013

Signature:   /s/ Steve Elms