0000950142-13-002402.txt : 20131210 0000950142-13-002402.hdr.sgml : 20131210 20131210164654 ACCESSION NUMBER: 0000950142-13-002402 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131206 FILED AS OF DATE: 20131210 DATE AS OF CHANGE: 20131210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSENTERIX INC. CENTRAL INDEX KEY: 0000876378 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 112962080 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 635 DAVIS DRIVE STREET 2: SUITE 300 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919-765-8400 MAIL ADDRESS: STREET 1: 635 DAVIS DRIVE STREET 2: SUITE 300 CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: SafeStitch Medical, Inc. DATE OF NAME CHANGE: 20080211 FORMER COMPANY: FORMER CONFORMED NAME: CELLULAR TECHNICAL SERVICES CO INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aisling Capital Partners III LP CENTRAL INDEX KEY: 0001532634 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19437 FILM NUMBER: 131268836 BUSINESS ADDRESS: STREET 1: AISLING CAPITAL LLC STREET 2: 888 SEVENTH AVENUE 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 212-651-6380 MAIL ADDRESS: STREET 1: AISLING CAPITAL LLC STREET 2: 888 SEVENTH AVENUE 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aisling Capital Partners III LLC CENTRAL INDEX KEY: 0001532635 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19437 FILM NUMBER: 131268837 BUSINESS ADDRESS: STREET 1: AISLING CAPITAL LLC STREET 2: 888 SEVENTH AVENUE 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 212-651-6380 MAIL ADDRESS: STREET 1: AISLING CAPITAL LLC STREET 2: 888 SEVENTH AVENUE 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AISLING CAPITAL III LP CENTRAL INDEX KEY: 0001444717 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19437 FILM NUMBER: 131268838 BUSINESS ADDRESS: STREET 1: 888 Seventh Avenue, 30th Fl CITY: New York STATE: NY ZIP: 10106 BUSINESS PHONE: 212-651-6380 MAIL ADDRESS: STREET 1: 888 Seventh Avenue, 30th Fl CITY: New York STATE: NY ZIP: 10106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELMS STEVE CENTRAL INDEX KEY: 0001250195 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19437 FILM NUMBER: 131268839 MAIL ADDRESS: STREET 1: 888 SEVENTH AVE STREET 2: 29TH FL CITY: NEW YORK STATE: NY ZIP: 10106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Purcell Dennis J CENTRAL INDEX KEY: 0001297291 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19437 FILM NUMBER: 131268840 MAIL ADDRESS: STREET 1: AUXILIUM PHARMACEUTICALS, INC. STREET 2: 160 WEST GERMANTOWN PIKE CITY: NORRISTOWN STATE: PA ZIP: 19401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHIFF ANDREW N CENTRAL INDEX KEY: 0001172252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19437 FILM NUMBER: 131268841 MAIL ADDRESS: STREET 1: PLANET ZANETT INC STREET 2: 135 E 57TH ST CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: SCHIFF DR DREW DATE OF NAME CHANGE: 20020426 4 1 es1301322_4-safestitch.xml OWNERSHIP DOCUMENT X0306 4 2013-12-06 0 0000876378 TRANSENTERIX INC. TRXC.OB 0001444717 AISLING CAPITAL III LP 888 SEVENTH AVENUE 30TH FL NEW YORK NY 10106 0 0 1 0 0001532635 Aisling Capital Partners III LLC 888 SEVENTH AVENUE 30TH FL NEW YORK NY 10106 0 0 1 0 0001532634 Aisling Capital Partners III LP 888 SEVENTH AVENUE 30TH FL NEW YORK NY 10106 0 0 1 0 0001172252 SCHIFF ANDREW N 888 SEVENTH AVENUE 30TH FL NEW YORK NY 10106 1 0 1 0 0001297291 Purcell Dennis J 888 SEVENTH AVENUE 30TH FL NEW YORK NY 10106 0 0 1 0 0001250195 ELMS STEVE 888 SEVENTH AVENUE 30TH FL NEW YORK NY 10106 0 0 1 0 Common Stock 2013-12-06 4 C 0 12401764 0 A 36490260 I By Aisling Capital III, LP Series B Preferred Stock 0 2012-07-24 4 C 0 1240176.4 0 D Common Stock 12401764 0 I By Aisling Capital III, LP On December 6, 2013, 1,240,176.4 shares of Series B Preferred Stock held by Aisling Capital III, LP ("Aisling") were automatically converted into 12,401,764 shares of Common Stock upon the filing of an amendment to the Issuer's Certificate of Incorporation with the State of Delaware, on a 1 to 10 basis, pursuant to the terms of the Series B Preferred Stock. These shares of common stock are owned directly by Aisling, and held indirectly by Aisling Capital Partners III, LP ("Aisling GP") , as general partner of Aisling, Aisling Capital Partners III LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dennis Purcell, Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners and the Managers share voting and dispositive power over the shares directly held by Aisling. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein only to the extent of its pecuniary interest therein. (Continued in Footnote 3) (Continued from Footnote 2) Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. The Series B Preferred Stock had no expiration date. /s/ Lloyd Appel, Aisling Capital III, LP 2013-12-10 /s/ Lloyd Appel, Aisling Capital Partners III LLC 2013-12-10 /s/ Lloyd Appel, Aisling Capital Partners III, LP 2013-12-10 /s/ Andrew N. Schiff 2013-12-10 /s/ Dennis J. Purcell 2013-12-10 /s/ Steve Elms 2013-12-10