0000950142-13-002402.txt : 20131210
0000950142-13-002402.hdr.sgml : 20131210
20131210164654
ACCESSION NUMBER: 0000950142-13-002402
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131206
FILED AS OF DATE: 20131210
DATE AS OF CHANGE: 20131210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANSENTERIX INC.
CENTRAL INDEX KEY: 0000876378
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 112962080
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 635 DAVIS DRIVE
STREET 2: SUITE 300
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 919-765-8400
MAIL ADDRESS:
STREET 1: 635 DAVIS DRIVE
STREET 2: SUITE 300
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
FORMER COMPANY:
FORMER CONFORMED NAME: SafeStitch Medical, Inc.
DATE OF NAME CHANGE: 20080211
FORMER COMPANY:
FORMER CONFORMED NAME: CELLULAR TECHNICAL SERVICES CO INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aisling Capital Partners III LP
CENTRAL INDEX KEY: 0001532634
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19437
FILM NUMBER: 131268836
BUSINESS ADDRESS:
STREET 1: AISLING CAPITAL LLC
STREET 2: 888 SEVENTH AVENUE 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10106
BUSINESS PHONE: 212-651-6380
MAIL ADDRESS:
STREET 1: AISLING CAPITAL LLC
STREET 2: 888 SEVENTH AVENUE 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aisling Capital Partners III LLC
CENTRAL INDEX KEY: 0001532635
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19437
FILM NUMBER: 131268837
BUSINESS ADDRESS:
STREET 1: AISLING CAPITAL LLC
STREET 2: 888 SEVENTH AVENUE 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10106
BUSINESS PHONE: 212-651-6380
MAIL ADDRESS:
STREET 1: AISLING CAPITAL LLC
STREET 2: 888 SEVENTH AVENUE 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AISLING CAPITAL III LP
CENTRAL INDEX KEY: 0001444717
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19437
FILM NUMBER: 131268838
BUSINESS ADDRESS:
STREET 1: 888 Seventh Avenue, 30th Fl
CITY: New York
STATE: NY
ZIP: 10106
BUSINESS PHONE: 212-651-6380
MAIL ADDRESS:
STREET 1: 888 Seventh Avenue, 30th Fl
CITY: New York
STATE: NY
ZIP: 10106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELMS STEVE
CENTRAL INDEX KEY: 0001250195
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19437
FILM NUMBER: 131268839
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVE
STREET 2: 29TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Purcell Dennis J
CENTRAL INDEX KEY: 0001297291
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19437
FILM NUMBER: 131268840
MAIL ADDRESS:
STREET 1: AUXILIUM PHARMACEUTICALS, INC.
STREET 2: 160 WEST GERMANTOWN PIKE
CITY: NORRISTOWN
STATE: PA
ZIP: 19401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHIFF ANDREW N
CENTRAL INDEX KEY: 0001172252
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19437
FILM NUMBER: 131268841
MAIL ADDRESS:
STREET 1: PLANET ZANETT INC
STREET 2: 135 E 57TH ST
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: SCHIFF DR DREW
DATE OF NAME CHANGE: 20020426
4
1
es1301322_4-safestitch.xml
OWNERSHIP DOCUMENT
X0306
4
2013-12-06
0
0000876378
TRANSENTERIX INC.
TRXC.OB
0001444717
AISLING CAPITAL III LP
888 SEVENTH AVENUE
30TH FL
NEW YORK
NY
10106
0
0
1
0
0001532635
Aisling Capital Partners III LLC
888 SEVENTH AVENUE
30TH FL
NEW YORK
NY
10106
0
0
1
0
0001532634
Aisling Capital Partners III LP
888 SEVENTH AVENUE
30TH FL
NEW YORK
NY
10106
0
0
1
0
0001172252
SCHIFF ANDREW N
888 SEVENTH AVENUE
30TH FL
NEW YORK
NY
10106
1
0
1
0
0001297291
Purcell Dennis J
888 SEVENTH AVENUE
30TH FL
NEW YORK
NY
10106
0
0
1
0
0001250195
ELMS STEVE
888 SEVENTH AVENUE
30TH FL
NEW YORK
NY
10106
0
0
1
0
Common Stock
2013-12-06
4
C
0
12401764
0
A
36490260
I
By Aisling Capital III, LP
Series B Preferred Stock
0
2012-07-24
4
C
0
1240176.4
0
D
Common Stock
12401764
0
I
By Aisling Capital III, LP
On December 6, 2013, 1,240,176.4 shares of Series B Preferred Stock held by Aisling Capital III, LP ("Aisling") were automatically converted into 12,401,764 shares of Common Stock upon the filing of an amendment to the Issuer's Certificate of Incorporation with the State of Delaware, on a 1 to 10 basis, pursuant to the terms of the Series B Preferred Stock.
These shares of common stock are owned directly by Aisling, and held indirectly by Aisling Capital Partners III, LP ("Aisling GP") , as general partner of Aisling, Aisling Capital Partners III LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dennis Purcell, Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners and the Managers share voting and dispositive power over the shares directly held by Aisling. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein only to the extent of its pecuniary interest therein. (Continued in Footnote 3)
(Continued from Footnote 2) Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.
The Series B Preferred Stock had no expiration date.
/s/ Lloyd Appel, Aisling Capital III, LP
2013-12-10
/s/ Lloyd Appel, Aisling Capital Partners III LLC
2013-12-10
/s/ Lloyd Appel, Aisling Capital Partners III, LP
2013-12-10
/s/ Andrew N. Schiff
2013-12-10
/s/ Dennis J. Purcell
2013-12-10
/s/ Steve Elms
2013-12-10