0001209191-18-051722.txt : 20180919
0001209191-18-051722.hdr.sgml : 20180919
20180919210745
ACCESSION NUMBER: 0001209191-18-051722
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180917
FILED AS OF DATE: 20180919
DATE AS OF CHANGE: 20180919
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Culley Brian M
CENTRAL INDEX KEY: 0001310683
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12830
FILM NUMBER: 181078549
MAIL ADDRESS:
STREET 1: 6725 MESA RIDGE ROAD
STREET 2: SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BIOTIME INC
CENTRAL INDEX KEY: 0000876343
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 943127919
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1010 ATLANTIC AVENUE
STREET 2: SUITE 102
CITY: ALAMEDA
STATE: CA
ZIP: 94501
BUSINESS PHONE: 5105213390
MAIL ADDRESS:
STREET 1: 1010 ATLANTIC AVENUE
STREET 2: SUITE 102
CITY: ALAMEDA
STATE: CA
ZIP: 94501
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-09-17
0
0000876343
BIOTIME INC
BTX
0001310683
Culley Brian M
1010 ATLANTIC AVENUE, SUITE 102
ALAMEDA
CA
94501
1
1
0
0
President and CEO
Non-Qualified Option to Purchase Common Shares
2.31
2018-09-17
4
A
0
1500000
0.00
A
2028-09-16
Common Shares
1500000
1500000
D
Restricted Stock Units
2018-09-17
4
A
0
200000
0.00
A
Common Shares
200000
200000
D
Restricted Stock Units
2018-09-17
4
A
0
100000
0.00
A
Common Shares
100000
100000
D
Inducement option grant made outside the BioTime 2012 Equity incentive Plan, as amended, in reliance on the employment inducement exemption to shareholder approval provided under the New York Stock Exchange's Listed Company Manual Rule 303A.08.
Subject to continuous service, one quarter of the options shall vest on September 17, 2019, and the balance of the options shall vest in 36 equal monthly installments at the end of each one-month period thereafter.
Grant of restricted stock units under the BioTime 2012 Equity Incentive Plan, as amended. Each restricted stock unit represents a contingent right to receive one Common Share.
Subject to continuous service, one quarter of the restricted stock units shall vest on September 17, 2019 and the balance shall vest in twelve equal quarterly installments at the end of each quarter thereafter.
Subject to continuous service, the restricted stock units shall vest fully on January 1, 2019.
/s/Brian M. Culley
2018-09-19