0001209191-18-041298.txt : 20180703 0001209191-18-041298.hdr.sgml : 20180703 20180703181640 ACCESSION NUMBER: 0001209191-18-041298 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180701 FILED AS OF DATE: 20180703 DATE AS OF CHANGE: 20180703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARRELL STEPHEN C CENTRAL INDEX KEY: 0001188757 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12830 FILM NUMBER: 18938835 MAIL ADDRESS: STREET 1: 701 EDGEWATER DRIVE STREET 2: SUITE 360 CITY: WAKEFIELD STATE: MA ZIP: 01880 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIOTIME INC CENTRAL INDEX KEY: 0000876343 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943127919 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1010 ATLANTIC AVENUE STREET 2: SUITE 102 CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: 5105213390 MAIL ADDRESS: STREET 1: 1010 ATLANTIC AVENUE STREET 2: SUITE 102 CITY: ALAMEDA STATE: CA ZIP: 94501 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-07-01 0 0000876343 BIOTIME INC BTX 0001188757 FARRELL STEPHEN C 3021 NE 23 COURT FORT LAUDERDALE FL 33305 1 0 0 0 Common Shares, no par vaule 97450 D Option to Purchase Common Shares 2.06 2018-07-01 4 A 0 40000 0.00 A 2023-06-30 Common Shares 40000 40000 D Option to Purchase Common Shares 3.15 2022-06-30 Common Shares 20000 20000 D Option to Purchase Common Shares 2.72 2021-06-30 Common Shares 20000 20000 D Option to Purchase Common Shares 3.57 2020-06-30 Common Shares 20000 20000 D Option to Purchase Common Shares 3.11 2019-06-30 Common Shares 20000 20000 D Will become exercisable on June 30, 2019, based upon continued service on the board of directors. Became exercisable in four equal quarterly installments after the date of grant on July 1, 2017. Became exercisable in four equal quarterly installments after the date of grant on July 1, 2016. Became exercisable in four equal quarterly installments after the date of grant on July 1, 2015. Became exercisable in four equal quarterly installments after the date of grant on July 1, 2014. /s/Stephen C. Farrell 2018-07-03