0001209191-17-010870.txt : 20170214
0001209191-17-010870.hdr.sgml : 20170214
20170214194951
ACCESSION NUMBER: 0001209191-17-010870
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BIOTIME INC
CENTRAL INDEX KEY: 0000876343
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 943127919
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1301 HARBOR BAY PARKWAY
CITY: ALAMEDA
STATE: CA
ZIP: 94502
BUSINESS PHONE: 5105213390
MAIL ADDRESS:
STREET 1: 1301 HARBOR BAY PARKWAY
CITY: ALAMEDA
STATE: CA
ZIP: 94502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEGALL JUDITH
CENTRAL INDEX KEY: 0001054745
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12830
FILM NUMBER: 17612392
MAIL ADDRESS:
STREET 1: 1301 HARBOR BAY PARKWAY
CITY: ALAMEDA
STATE: CA
ZIP: 94502
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2016-12-31
0
0
0
0000876343
BIOTIME INC
BTX
0001054745
SEGALL JUDITH
1010 ATLANTIC AVENUE
SUITE 102
ALAMEDA
CA
94501
0
1
0
0
Vice President & Secretary
Common Shares, no par value
2016-04-06
5
G
0
1900
3.25
D
591245
D
Option to Purchase Common Shares
2.50
2026-01-19
Common Shares
25000
25000
D
Option to Purchase Common Shares
4.23
2025-03-02
Common Shares
50000
50000
D
Option to Purchase Common Shares
3.51
2021-03-19
Common Shares
50000
50000
D
Option to Purchase Common Shares
4.22
2020-02-19
Common Shares
50000
50000
D
On April 6, 2016, Ms. Segall gifted 1,900 common shares to a charitable organization.
Does not include shares that may be acquired upon the exercise of certain stock options.
One quarter of the options shall vest on January 19, 2017 and the balance shall vest in 36 monthly installments thereafter upon the completion of each month of continuous employment.
One quarter of the options vested on March 2, 2016 and the balance shall vest in 36 monthly installments thereafter upon the completion of each month of continuous employment.
1/48th of the number of options will vest and become exercisable at the end of each full month of employment after March 20, 2014.
1/48th of the number of options vested and became exercisable at the end of each full month of employment after January 1, 2013.
/s/Judith Segall
2017-02-14