0001209191-17-010870.txt : 20170214 0001209191-17-010870.hdr.sgml : 20170214 20170214194951 ACCESSION NUMBER: 0001209191-17-010870 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIOTIME INC CENTRAL INDEX KEY: 0000876343 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943127919 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: 5105213390 MAIL ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEGALL JUDITH CENTRAL INDEX KEY: 0001054745 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12830 FILM NUMBER: 17612392 MAIL ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2016-12-31 0 0 0 0000876343 BIOTIME INC BTX 0001054745 SEGALL JUDITH 1010 ATLANTIC AVENUE SUITE 102 ALAMEDA CA 94501 0 1 0 0 Vice President & Secretary Common Shares, no par value 2016-04-06 5 G 0 1900 3.25 D 591245 D Option to Purchase Common Shares 2.50 2026-01-19 Common Shares 25000 25000 D Option to Purchase Common Shares 4.23 2025-03-02 Common Shares 50000 50000 D Option to Purchase Common Shares 3.51 2021-03-19 Common Shares 50000 50000 D Option to Purchase Common Shares 4.22 2020-02-19 Common Shares 50000 50000 D On April 6, 2016, Ms. Segall gifted 1,900 common shares to a charitable organization. Does not include shares that may be acquired upon the exercise of certain stock options. One quarter of the options shall vest on January 19, 2017 and the balance shall vest in 36 monthly installments thereafter upon the completion of each month of continuous employment. One quarter of the options vested on March 2, 2016 and the balance shall vest in 36 monthly installments thereafter upon the completion of each month of continuous employment. 1/48th of the number of options will vest and become exercisable at the end of each full month of employment after March 20, 2014. 1/48th of the number of options vested and became exercisable at the end of each full month of employment after January 1, 2013. /s/Judith Segall 2017-02-14