0001209191-13-053451.txt : 20131120 0001209191-13-053451.hdr.sgml : 20131120 20131120204339 ACCESSION NUMBER: 0001209191-13-053451 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131118 FILED AS OF DATE: 20131120 DATE AS OF CHANGE: 20131120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIOTIME INC CENTRAL INDEX KEY: 0000876343 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943127919 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: 5105213390 MAIL ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TEW WILLIAM P PHD CENTRAL INDEX KEY: 0000900815 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12830 FILM NUMBER: 131234144 MAIL ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-11-18 0 0000876343 BIOTIME INC BTX 0000900815 TEW WILLIAM P PHD 1301 HARBOR BAY PARKWAY ALAMEDA CA 94502 0 1 0 0 Chief Commercial Officer Common Shares, no par value 2013-11-18 4 S 0 5000 3.7702 D 42125 D Common Shares, no par value 2013-11-18 4 S 0 5000 3.7615 D 37125 D Common Shares, no par value 2013-11-20 4 S 0 3860 3.7305 D 33265 D Option to Purchase Common Shares 4.22 2020-02-19 Common Shares 100000 100000 D Option to Purchase Common Shares 4.17 2018-10-02 Common Shares 3850 3850 D Option to Purchase Common Shares 7.47 2018-03-20 Common Shares 25000 25000 D Warrant to Purchase Common Shares 10.00 2011-03-21 2014-05-02 Common Shares 29247 29247 D The price of $3.7702 per share represents a weighted average of prices ranging from $3.77 to $3.78 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Does not include shares that may be acquired upon the exercise of certain stock options, and shares that may be acquired upon the exercise of certain warrants. The price of $3.7615 per share represents a weighted average of prices ranging from $3.75 to $3.77 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. The price of $3.7305 per share represents a weighted average of prices ranging from $3.73 to $3.74 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. 1/48th of the number of options will vest and become exercisable at the end of each full month of employment after January 1, 2013. 1/48th of the number of options will vest and become exercisable at the end of each full month of employment after October 4, 2011. 1/48th of the number of options will vest and become exercisable at the end of each full month of employment after March 21, 2011. /s/ William P. Tew 2013-11-20