0001209191-13-035749.txt : 20130703 0001209191-13-035749.hdr.sgml : 20130703 20130703213816 ACCESSION NUMBER: 0001209191-13-035749 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130701 FILED AS OF DATE: 20130703 DATE AS OF CHANGE: 20130703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIOTIME INC CENTRAL INDEX KEY: 0000876343 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943127919 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: 5105213390 MAIL ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LICHTINGER PEDRO CENTRAL INDEX KEY: 0001470741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12830 FILM NUMBER: 13954734 MAIL ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-07-01 0 0000876343 BIOTIME INC BTX 0001470741 LICHTINGER PEDRO 1301 HARBOR BAY PARKWAY ALAMEDA CA 94502 1 0 0 0 Common Shares, no par value 126250 D Option to Purchase Common Shares 4.13 2013-07-01 4 A 0 20000 0.00 A 2018-06-30 Common Shares 20000 20000 D Option to Purchase Common Shares 5.00 2013-06-04 2018-06-04 Common Shares 30000 30000 D Option to Purchase Common Shares 4.60 2017-06-30 Common Shares 20000 20000 D Option to Purchase Common Shares 5.13 2016-06-30 Common Shares 20000 20000 D Option to Purchase Common Shares 5.45 2015-08-09 Common Shares 20000 20000 D Option to Purchase Common Shares 3.45 2014-08-10 Common Shares 20000 20000 D Does not include shares that may be acquired upon the exercise of certain stock options. Will become exercisable in four equal quarterly installments after the date of grant on July 1, 2013 based upon continued service on the board of directors. 5,000 options became exercisable on September 30, 2012; December 31, 2012; March 31, 2013; and June 30, 2013. 5,000 options became exercisable on September 30, 2011; December 31, 2011; March 31, 2012; and June 30, 2012. 5,000 options became exercisable on September 30, 2010; December 31, 2010; March 31, 2011; and June 30, 2011. 5,000 options became exercisable on September 30, 2009; December 31, 2009; March 31, 2010; and June 30, 2010. /s/ Pedro Lichtinger 2013-07-03