-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RxTG1JPf4zwV9e5m+7InNo0tS0YccdwfJP3VfkQZfXxAA289nkHU2QdVVe7PpCPo hfwqcGApLz7EWcBTlfs9Vg== 0001209191-09-029696.txt : 20090529 0001209191-09-029696.hdr.sgml : 20090529 20090529215638 ACCESSION NUMBER: 0001209191-09-029696 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090528 FILED AS OF DATE: 20090529 DATE AS OF CHANGE: 20090529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WAITZ HAROLD D CENTRAL INDEX KEY: 0000909456 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12830 FILM NUMBER: 09863308 MAIL ADDRESS: STREET 1: 935 PARDEE ST CITY: BERKELEY STATE: CA ZIP: 94710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIOTIME INC CENTRAL INDEX KEY: 0000876343 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943127919 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: 5105213390 MAIL ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-05-28 0 0000876343 BIOTIME INC BTIM 0000909456 WAITZ HAROLD D 1301 HARBOR BAY PARKWAY ALAMEDA CA 94502 1 1 0 0 Vice President Common Shares, no par value 2009-05-28 4 M 0 34000 2.00 A 204246 D Common Shares, no par value 2009-05-28 4 S 0 17300 2.9456 D 186946 D Common Shares, no par value 2009-05-28 4 S 0 600 2.87 D 186346 D Common Shares, no par value 2009-05-28 4 S 0 4100 2.85 D 182246 D Common Shares, no par value 2009-05-28 4 S 0 5500 2.8409 D 176746 D Common Shares, no par value 2009-05-28 4 S 0 2928 2.80 D 173818 D Common Shares, no par value 2009-05-28 4 S 0 3572 2.7725 D 170246 D Common Shares, no par value 2009-05-29 4 M 0 16000 2.00 A 186246 D Common Shares, no par value 2009-05-29 4 S 0 500 2.70 D 185746 D Common Shares, no par value 2009-05-29 4 S 0 1000 2.72 D 184746 D Common Shares, no par value 2009-05-29 4 S 0 500 2.73 D 184246 D Option to Purchase Common Shares 2.00 2009-05-28 4 M 0 34000 0.00 D 2009-05-31 Common Shares 34000 16000 D Option to Purchase Common Shares 2.00 2009-05-29 4 M 0 16000 0.00 D 2009-05-31 Common Shares 16000 0 D Includes 2,952 shares beneficially owned by Dr. Waitz's children. Does not include shares that may be acquired upon the exercise of certain stock options, and shares that may be acquired upon the exercise of certain warrants. This option was fully vested. /s/ Harold D. Waitz 2009-05-29 -----END PRIVACY-ENHANCED MESSAGE-----