0000919574-21-004361.txt : 20210701 0000919574-21-004361.hdr.sgml : 20210701 20210701182410 ACCESSION NUMBER: 0000919574-21-004361 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210701 FILED AS OF DATE: 20210701 DATE AS OF CHANGE: 20210701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRADSHER NEAL C CENTRAL INDEX KEY: 0001278388 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12830 FILM NUMBER: 211067368 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lineage Cell Therapeutics, Inc. CENTRAL INDEX KEY: 0000876343 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943127919 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2173 SALK AVENUE STREET 2: SUITE 200 CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 5105213390 MAIL ADDRESS: STREET 1: 2173 SALK AVENUE STREET 2: SUITE 200 CITY: CARLSBAD STATE: CA ZIP: 92008 FORMER COMPANY: FORMER CONFORMED NAME: BIOTIME INC DATE OF NAME CHANGE: 19930328 4 1 ownership.xml X0306 4 2021-07-01 0 0000876343 Lineage Cell Therapeutics, Inc. LCTX 0001278388 BRADSHER NEAL C C/O BROADWOOD CAPITAL INC. 142 WEST 57TH STREET, 11TH FLOOR NEW YORK NY 10019 1 0 1 0 OPTION TO PURCHASE COMMON SHARES 2.86 2021-07-01 4 A 0 50000 0 A 2031-07-01 COMMON SHARES 50000 50000 D OPTION TO PURCHASE COMMON SHARES 0.8263 2030-07-01 COMMON SHARES 40000 40000 D OPTION TO PURCHASE COMMON SHARES 1.03 2029-06-30 COMMON SHARES 40000 40000 D OPTION TO PURCHASE COMMON SHARES 1.67 2023-06-30 COMMON SHARES 49440 49440 D OPTION TO PURCHASE COMMON SHARES 2.55 2022-06-30 COMMON SHARES 24720 24720 D These options will vest and become exercisable on July 1, 2022, provided, that Neal C. Bradsher (the "Reporting Person") remains a member of the board of directors of Lineage Cell Therapeutics, Inc. (the "Issuer") on that date. These options were granted to the Reporting Person by the Issuer on July 1, 2021 as director compensation pursuant to the Issuer's 2012 Equity Incentive Plan, as amended. These options are currently exercisable. /s/ Neal C. Bradsher 2021-07-01