0000919574-16-013938.txt : 20160705
0000919574-16-013938.hdr.sgml : 20160705
20160705171048
ACCESSION NUMBER: 0000919574-16-013938
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160701
FILED AS OF DATE: 20160705
DATE AS OF CHANGE: 20160705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BIOTIME INC
CENTRAL INDEX KEY: 0000876343
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 943127919
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1301 HARBOR BAY PARKWAY
CITY: ALAMEDA
STATE: CA
ZIP: 94502
BUSINESS PHONE: 5105213390
MAIL ADDRESS:
STREET 1: 1301 HARBOR BAY PARKWAY
CITY: ALAMEDA
STATE: CA
ZIP: 94502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRADSHER NEAL C
CENTRAL INDEX KEY: 0001278388
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12830
FILM NUMBER: 161751427
4
1
p7198220.xml
OWNERSHIP DOCUMENT
X0306
4
2016-07-01
0
0000876343
BIOTIME INC
BTX
0001278388
BRADSHER NEAL C
C/O BROADWOOD CAPITAL INC.
724 FIFTH AVENUE, 9TH FLOOR
NEW YORK
NY
10019
1
0
1
0
OPTION TO PURCHASE COMMON SHARES
2.72
2016-07-01
4
A
0
20000
A
2021-06-30
COMMON SHARES
20000
20000
D
OPTION TO PURCHASE COMMON SHARES
3.57
2020-06-30
COMMON SHARES
20000
20000
D
OPTION TO PURCHASE COMMON SHARES
3.11
2019-06-30
COMMON SHARES
20000
20000
D
OPTION TO PURCHASE COMMON SHARES
4.13
2018-06-30
COMMON SHARES
20000
20000
D
OPTION TO PURCHASE COMMON SHARES
4.60
2017-06-30
COMMON SHARES
20000
20000
D
OPTION TO PURCHASE COMMON SHARES
5.00
2018-06-04
COMMON SHARES
50000
50000
I
Footnote
These securities are owned by Neal C. Bradsher, who is a Reporting Person.
The reported securities are directly owned by Broadwood Partners, L.P. and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners, L.P. and Neal C. Bradsher as President of Broadwood Capital, Inc. Each of Broadwood Capital, Inc. and Neal C. Bradsher disclaim beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that Broadwood Capital, Inc. or Neal C. Bradsher is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
These options will vest and become exercisable in four quarterly installments on September 30, 2016, December 31, 2016, March 31, 2017, and June 30, 2017, provided that Neal C. Bradsher remains a director on the last day of each quarter.
These options are currently exercisable.
The options were granted to Neal Bradsher by the issuer on July 1, 2016 as director compensation pursuant to the issuer's 2012 Equity Incentive Plan.
/s/ Neal C. Bradsher
2016-07-05