0000919574-16-013938.txt : 20160705 0000919574-16-013938.hdr.sgml : 20160705 20160705171048 ACCESSION NUMBER: 0000919574-16-013938 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160701 FILED AS OF DATE: 20160705 DATE AS OF CHANGE: 20160705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIOTIME INC CENTRAL INDEX KEY: 0000876343 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943127919 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: 5105213390 MAIL ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRADSHER NEAL C CENTRAL INDEX KEY: 0001278388 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12830 FILM NUMBER: 161751427 4 1 p7198220.xml OWNERSHIP DOCUMENT X0306 4 2016-07-01 0 0000876343 BIOTIME INC BTX 0001278388 BRADSHER NEAL C C/O BROADWOOD CAPITAL INC. 724 FIFTH AVENUE, 9TH FLOOR NEW YORK NY 10019 1 0 1 0 OPTION TO PURCHASE COMMON SHARES 2.72 2016-07-01 4 A 0 20000 A 2021-06-30 COMMON SHARES 20000 20000 D OPTION TO PURCHASE COMMON SHARES 3.57 2020-06-30 COMMON SHARES 20000 20000 D OPTION TO PURCHASE COMMON SHARES 3.11 2019-06-30 COMMON SHARES 20000 20000 D OPTION TO PURCHASE COMMON SHARES 4.13 2018-06-30 COMMON SHARES 20000 20000 D OPTION TO PURCHASE COMMON SHARES 4.60 2017-06-30 COMMON SHARES 20000 20000 D OPTION TO PURCHASE COMMON SHARES 5.00 2018-06-04 COMMON SHARES 50000 50000 I Footnote These securities are owned by Neal C. Bradsher, who is a Reporting Person. The reported securities are directly owned by Broadwood Partners, L.P. and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners, L.P. and Neal C. Bradsher as President of Broadwood Capital, Inc. Each of Broadwood Capital, Inc. and Neal C. Bradsher disclaim beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that Broadwood Capital, Inc. or Neal C. Bradsher is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. These options will vest and become exercisable in four quarterly installments on September 30, 2016, December 31, 2016, March 31, 2017, and June 30, 2017, provided that Neal C. Bradsher remains a director on the last day of each quarter. These options are currently exercisable. The options were granted to Neal Bradsher by the issuer on July 1, 2016 as director compensation pursuant to the issuer's 2012 Equity Incentive Plan. /s/ Neal C. Bradsher 2016-07-05