-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M1k+pqp7XojDu9m5BqKHQqML1i75GGF3VLhGLNg0bwWsO1x5Z/90mN3KMA/BmoYD WLxdXYc+ttQZFYe1o3WM2w== 0000919574-10-004940.txt : 20100817 0000919574-10-004940.hdr.sgml : 20100817 20100817180748 ACCESSION NUMBER: 0000919574-10-004940 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100813 FILED AS OF DATE: 20100817 DATE AS OF CHANGE: 20100817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROADWOOD CAPITAL INC CENTRAL INDEX KEY: 0001278387 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12830 FILM NUMBER: 101024144 BUSINESS ADDRESS: STREET 1: C/O BROADWOOD CAPITALS INC STREET 2: 767 FIFTH AVENUE 5OTH FL CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRADSHER NEAL C CENTRAL INDEX KEY: 0001278388 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12830 FILM NUMBER: 101024143 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIOTIME INC CENTRAL INDEX KEY: 0000876343 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943127919 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: 5105213390 MAIL ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROADWOOD PARTNERS LP CENTRAL INDEX KEY: 0001278386 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12830 FILM NUMBER: 101024145 BUSINESS ADDRESS: STREET 1: C/O BROADWOOD CAPITAL INC. STREET 2: 724 FIFTH AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-508-5735 MAIL ADDRESS: STREET 1: C/O BROADWOOD CAPITAL INC. STREET 2: 724 FIFTH AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 p1124151.xml BROADWOOD/BIOTIME X0303 4 2010-08-13 0 0000876343 BIOTIME INC BTIM 0001278386 BROADWOOD PARTNERS LP C/O BROADWOOD CAPITAL INC. 724 FIFTH AVENUE, 9TH FLOOR NEW YORK NY 10019 1 0 1 0 0001278387 BROADWOOD CAPITAL INC 724 FIFTH AVENUE, 9TH FLOOR NEW YORK NY 10019 0 0 1 0 0001278388 BRADSHER NEAL C C/O BROADWOOD CAPITAL INC. 724 FIFTH AVENUE, 9TH FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock 2010-08-13 4 X 0 1408143 1.818 A 8277392 D Common Stock 2010-08-13 4 X 0 0 0 A 8277392 I Footnote Common Stock 2010-08-13 4 X 0 5550 1.818 A 42908 D Warrants 2.00 2010-08-13 4 X 0 1377393 D 2005-12-29 2010-10-31 Common Shares 1377393 0 D Warrants 2.00 2010-08-13 4 X 0 0 D 2005-12-29 2010-10-31 Common Shares 0 0 I Footnote Warrants 2.00 2010-08-13 4 X 0 3909 D 2004-01-26 2010-10-31 Common Shares 3909 0 D Warrants 2.00 2010-08-13 4 X 0 1641 D 2004-01-24 2010-10-31 Common Shares 1641 0 D Warrants 2.00 2010-08-13 4 X 0 30750 D 2009-08-20 2010-10-31 Common Shares 30750 0 D Warrants 2.00 2010-08-13 4 X 0 0 D 2009-08-20 2010-10-31 Common Shares 0 0 I Footnote Option to Purchase Common Shares 5.45 2015-08-09 Common Shares 0 20000 D Option to Purchase Common Shares 2.30 2014-07-01 Common Shares 0 20000 D These securities are owned by Broadwood Partners, L.P., which is a Reporting Person. The reported securities are directly owned by Broadwood Partners, L.P. and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners, L.P. and Neal C. Bradsher as President of Broadwood Capital, Inc. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. These securities are owned by Neal C. Bradsher, who is a Reporting Person. These securities were converted into common shares pursuant to a warrant discount offer that commenced on June 18, 2010 in which the issuer permitted holders of its common shares to exercise their warrants expiring on October 31, 2010 at a discounted price of $1.818 per share. These options will vest and become exercisable in four quarterly installments, provided that Neal Bradsher remains a director on the last day of each quarter. Broadwood Partners, L.P., By: Broadwood Capital, Inc., By: /s/ Neal C. Bradsher, President 2010-08-17 Broadwood Capital, Inc., By: /s/ Neal C. Bradsher, President 2010-08-17 /s/ Neal C. Bradsher 2010-08-17 -----END PRIVACY-ENHANCED MESSAGE-----