0001270656-16-000011.txt : 20160405
0001270656-16-000011.hdr.sgml : 20160405
20160405210214
ACCESSION NUMBER: 0001270656-16-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160401
FILED AS OF DATE: 20160405
DATE AS OF CHANGE: 20160405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROGRESS SOFTWARE CORP /MA
CENTRAL INDEX KEY: 0000876167
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 042746201
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 14 OAK PARK
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 781-280-4473
MAIL ADDRESS:
STREET 1: 14 OAK PARK DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FABERMAN STEPHEN H
CENTRAL INDEX KEY: 0001270656
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19417
FILM NUMBER: 161556406
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-04-01
0000876167
PROGRESS SOFTWARE CORP /MA
PRGS
0001270656
FABERMAN STEPHEN H
C/O PROGRESS SOFTWARE CORPORATION
14 OAK PARK DRIVE
BEDFORD
MA
01730
0
1
0
0
Chief Legal Officer
Common Stock
2016-04-01
4
M
0
2500
A
50265
D
Common Stock
2016-04-01
4
F
0
804
24.66
D
49461
D
Common Stock
2016-04-01
4
M
0
1084
A
50545
D
Common Stock
2016-04-01
4
F
0
352
24.66
D
50193
D
Common Stock
2016-04-01
4
M
0
1967
A
52160
D
Common Stock
2016-04-01
4
F
0
639
24.66
D
51521
D
Common Stock
2016-04-01
4
M
0
517
A
52038
D
Common Stock
2016-04-01
4
F
0
168
24.66
D
51870
D
Common Stock
2016-04-01
4
M
0
1302
A
53172
D
Common Stock
2016-04-01
4
F
0
423
24.66
D
52749
D
Restricted Stock Units
2016-04-01
4
M
0
2500
0
D
Common Stock
2500
0
D
Restricted Stock Units
2016-04-01
4
M
0
1084
0
D
Common Stock
1084
2169
D
Restricted Stock Units
2016-04-01
4
M
0
1967
0
D
Common Stock
1967
0
D
Restricted Stock Units
2016-04-01
4
M
0
517
0
D
Common Stock
517
2068
D
Restricted Stock Units
2016-04-01
4
M
0
3906
0
A
Common Stock
3906
3906
D
Restricted Stock Units
2016-04-01
4
M
0
1302
0
D
Common Stock
1302
2604
D
Restricted stock units convert into common stock on a one-for-one basis.
Includes 856 shares of common stock acquired through the Employee Stock Purchase Plan: 299 shares on June 30, 2015, 257 shares on September 30, 2015, and 300 shares on December 31, 2015.
Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 22, 2013.
Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 13, 2014.
Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 7, 2014.
Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 29, 2015.
Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 29, 2015.
On January 22, 2013, the Reporting Person was granted 15,000 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2013, subject to the continued employment of the Reporting Person with Issuer.
On January 13, 2014, the Reporting Person was granted 6,505 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2014, subject to the continued employment of the Reporting Person with Issuer.
On January 7, 2014, the Reporting Person was granted 11,800 restricted stock units, vesting in five installments, with one-third vesting on April 1, 2014 and the remaining restricted stock units vesting in four equal semi-annual installments, subject to the continued employment of the Reporting Person with Issuer.
On January 29, 2015, the Reporting Person was granted 3,102 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.
Represents performance-based restricted stock units acquired by the Reporting Person based on Issuer performance in FY15. Each restricted stock unit vests in five installments, with one-third vesting on April 1, 2016 and the remaining restricted stock units vesting in four equal semi-annual installments, subject to the continued employment of the Reporting Person with Issuer.
Stephen H. Faberman
2016-04-05