-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T/s1CPksO2zD+F1kfQbqehpMNeJvP6xbFKaAXzrdJzytKNgtcHlPkYJSqXQ3Cqjs h8a6uB8DT+Tza0dJs9qUSw== 0001174712-03-000007.txt : 20031003 0001174712-03-000007.hdr.sgml : 20031003 20031003174351 ACCESSION NUMBER: 0001174712-03-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031003 FILED AS OF DATE: 20031003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAY HUGH JEFFERSON CENTRAL INDEX KEY: 0001174712 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 033-41752 FILM NUMBER: 03928617 MAIL ADDRESS: STREET 1: 14 OAK PARK CITY: BEDFORD STATE: MA ZIP: 01730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROGRESS SOFTWARE CORP /MA CENTRAL INDEX KEY: 0000876167 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042746201 STATE OF INCORPORATION: MA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 14 OAK PARK CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172804000 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-10-031 0000876167 PROGRESS SOFTWARE CORP /MA PRGS 0001174712 RAY HUGH JEFFERSON 14 OAK PARK BEDFORD MA 01730 0001Former OfficerCommon Stock2377DIncentive Stock Options13.0842002-03-012011-10-09< underlyingSecurityTitle>Common Stock3300033000DNonqualified Stock Options13.0842002-03-012011-10-09Common Stock6700048389DNonqualified Stock Options13.242002-08-022012-08-01Common Stock2000020000DNonqualified Stock Options15.072003-03-012013-02-23Common Stock3000030000DNonqualified Stock Options15.142003-06-012013-03-14Common Stock2240022400DThis report is being filed to note Mr. Ray's termination of insider status. Effective as of October 3, 2003, Mr. Ray is no longer subject to Section 16 of the Securities E xchange Act of 1934. The reported holdings reflect Mr. Ray's beneficial ownership as of October 3, 2003, the date of termination of service.Includes a purchase made pursuant to the Employee Stock Purchase Plan of 295 shares on July 1, 2003.The options vest in equal monthly increments over a 54 month period, commencing March 1, 2002. As of October 3, 2003, the date of Mr. Ray's termination of service, all unvested options will be cancelled and any vested options will be cancelled on January 1, 2004. As of October 3, 2003, options to purchase 12,222 shares were vested. As of October 3, 2003, options to purchase 6,204 shares were vested. Six-sixtieths of the options vested as of the grant date, August 2, 2002, thereafter the options vest in equal monthly increments over a 54 month period, commencing September 1, 2002. As of October 3, 2003, options to purchase 6,667 shares were vested.The options vest in equal monthly increments over a 60 month period, commencing March 1, 2003. As of October 3, 2003, options to purchase 4,000 shares were vested. Sixteen-sixtieths of the options vested as of June 1, 2003, thereafter the options vest in equal monthly increments over a 44 month period, commencing July 1, 2003. As of October 3, 2003, options to purchase 7,466 shares were vested.Hugh Jefferson Ray III2003-10-03 -----END PRIVACY-ENHANCED MESSAGE-----