0000876167-21-000144.txt : 20211005 0000876167-21-000144.hdr.sgml : 20211005 20211005171806 ACCESSION NUMBER: 0000876167-21-000144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211001 FILED AS OF DATE: 20211005 DATE AS OF CHANGE: 20211005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FABERMAN STEPHEN H CENTRAL INDEX KEY: 0001270656 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19417 FILM NUMBER: 211307724 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROGRESS SOFTWARE CORP /MA CENTRAL INDEX KEY: 0000876167 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042746201 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 14 OAK PARK DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 781-280-4473 MAIL ADDRESS: STREET 1: 14 OAK PARK DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 wf-form4_163346864265915.xml FORM 4 X0306 4 2021-10-01 0 0000876167 PROGRESS SOFTWARE CORP /MA PRGS 0001270656 FABERMAN STEPHEN H C/O PROGRESS SOFTWARE CORPORATION 14 OAK PARK DRIVE BEDFORD MA 01730 0 1 0 0 Chief Legal Officer Common Stock 2021-10-01 4 M 0 644 0 A 92968 D Common Stock 2021-10-01 4 F 0 273 49.6675 D 92695 D Common Stock 2021-10-01 4 M 0 1008 0 A 93703 D Common Stock 2021-10-01 4 F 0 427 49.6675 D 93276 D Common Stock 2021-10-01 4 M 0 742 0 A 94018 D Common Stock 2021-10-01 4 F 0 315 49.6675 D 93703 D Common Stock 2021-10-01 4 M 0 939 0 A 94642 D Common Stock 2021-10-01 4 F 0 398 49.6675 D 94244 D Restricted Stock Units 2021-10-01 4 M 0 644 0 D Common Stock 644.0 0 D Restricted Stock Units 2021-10-01 4 M 0 1008 0 D Common Stock 1008.0 1008 D Restricted Stock Units 2021-10-01 4 M 0 742 0 D Common Stock 742.0 2227 D Restricted Stock Units 2021-10-01 4 M 0 939 0 D Common Stock 939.0 4695 D Restricted stock units convert into common stock on a one-for-one basis. Includes 780 shares of common stock acquired by the Reporting Person through Progress Software Corporation's (the "Company's") Employee Stock Purchase Plan: 675 shares on March 31, 2021 and 105 shares on June 30, 2021. Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on October 15, 2018. Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 22, 2019. Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 21, 2020. Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 19, 2021. On October 15, 2018, the Reporting Person was granted 3,860 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. One-third of the restricted stock units vest beginning October 1, 2019 and the remaining restricted stock units vest in four equal semiannual installments beginning April 1, 2020, subject to the continued employment of the Reporting Person with the Company. On January 22, 2019, the Reporting Person was granted 6,047 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2019, subject to the continued employment of the Reporting Person with the Company. On January 21, 2020, the Reporting Person was granted 4,453 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2020, subject to the continued employment of the Reporting Person with the Company. On January 19, 2021, the Reporting Person was granted 5,634 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2021, subject to the continued employment of the Reporting Person with the Company. Stephen H. Faberman 2021-10-05