-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uy+28fvCH7mScmixpTtdjM+qELS65Xqx/kGcBQNf7cfP8cuM85MiMXnlw5e4qdzk TaHoDbgQwZU5575ImFmrUA== 0000927016-97-000392.txt : 19970222 0000927016-97-000392.hdr.sgml : 19970222 ACCESSION NUMBER: 0000927016-97-000392 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DATAWARE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000875942 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 061232140 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42685 FILM NUMBER: 97531983 BUSINESS ADDRESS: STREET 1: 222 THIRD ST CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6176210820 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MUELLER KURT CENTRAL INDEX KEY: 0000938621 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O DATAWARE TECHNOLOGIES INC STREET 2: 222 THIRD ST #3300 CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6176210820 MAIL ADDRESS: STREET 1: C/O DATAWARE TECHNOLOGIES INC STREET 2: 222 THIRD ST #3300 CITY: CAMBRIDGE STATE: MA ZIP: 02142 SC 13G/A 1 AMENDMENT #3 TO SCHEDULE 13G ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-0415 Expires: October 31, 1997 Estimated average burden hours per response . . 14.90 ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* ----- Dataware Technologies, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 237920-10-3 - -------------------------------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 pages - ------------------------ --------------------- CUSIP NO. 237920-10-3 13G PAGE 2 OF 5 PAGES - ------------------------ --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Kurt Mueller ###-##-#### - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] Not Applicable (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Canada - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 450,318 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 117,408 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 450,318 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 117,408 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 567,726 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES 10 CERTAIN SHARES* [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 8.42% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! ITEM 1 (A) NAME OF ISSUER. Dataware Technologies, Inc. (B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICE. 222 Third Street Cambridge, Massachusetts 02142 ITEM 2 (A) NAME OF PERSON FILING. Kurt Mueller (B) ADDRESS OF PRINCIPAL BUSINESS OFFICE. Dataware Technologies, Inc. 222 Third Street Cambridge, Massachusetts 02142 (C) CITIZENSHIP. Canadian (D) TITLE OF CLASS OF SECURITIES. Common Stock, $.01 par value per share (E) CUSIP NUMBER. 237920 10 3 ITEM 3. TYPE OF REPORTING PERSON. Not applicable; this statement is filed pursuant to Rule 13d-1(c). Page 4 of 5 pages. ITEM 4. OWNERSHIP. (A) AMOUNT BENEFICIALLY OWNED AS OF DECEMBER 31, 1996. 567,726(1) (B) PERCENTAGE OF CLASS. 8.42% (C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(I) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 450,318(2) (II) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: 117,408(3) (III) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 450,318(2)(4) (IV) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 117,408(3)(4)
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Mr. Mueller's wife holds of record 117,408 of the shares reported in Item 4 (as to which Mr. Mueller disclaims beneficial ownership) and has the right to receive and the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. These shares represent 1.77% of the class of securities. ____________________________ (1) Includes 110,446 shares which may be acquired within 60 days by Mr. Mueller pursuant to the exercise of stock options and 117,408 shares held of record by Mr. Mueller's wife as to which Mr. Mueller disclaims beneficial ownership. The filing of this statement shall not be construed as an admission that Mr. Mueller is the beneficial owner of any of the shares held of record by his wife. (2) Includes 110,446 shares which may be acquired within 60 days by Mr. Mueller through the exercise of stock options. (3) Shares, held of record by Mr. Mueller's wife, as to which Mr. Mueller disclaims beneficial ownership. (4) Includes (in (iii)) 36,676 shares owned by Mr. Mueller and (in (iv)) 11,736 shares owned by his wife, that they are restricted from selling by agreement with the issuer. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not applicable; this statement is filed pursuant to Rule 13d-1(c). EXHIBITS. Pursuant to Rule 13d-2(c), the first electronic amendment to a paper format Schedule 13G shall restate the entire text of the Schedule 13G. In accordance with Rule 13d-2(c), the reporting person is filing each of his previous filings on Schedule 13G as Exhibits to this Amendment, as follows: 1. Schedule 13G, as of December 31, 1993, previously filed with the Commission in paper format. 2. Schedule 13G (Amendment 1), as of December 31, 1994, previously filed with the Commission in paper format. 3. Schedule 13G (Amendment 2), as of December 31, 1995, previously filed with the Commission in paper format. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2/10/97 ---------------- Date /s/ Kurt Mueller ---------------- Kurt Mueller EXHIBIT 1 --------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __________)* Dataware Technologies, Inc. ------------------------------------------------------------ (Name of Issuer) Common Stock, $.01 par value ------------------------------------------------------------ (Title of Class of Securities) 237920-10-3 ------------------------------------------------------------ (CUSIP Number) Check the following box if a fee is being paid with this statement [X]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 pages - ------------------------ --------------------- CUSIP NO. 237920-10-3 13G PAGE 2 OF 5 PAGES - ------------------------ --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Kurt Mueller ###-##-#### - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] Not Applicable (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Canada - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 350,867 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 117,408 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 350,867 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 117,408 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 468,275 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES 10 CERTAIN SHARES* [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 8.2% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 5 pages ITEM 1 (A) NAME OF ISSUER. Dataware Technologies, Inc. (B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICE. 222 Third Street Cambridge, Massachusetts 02142 ITEM 2 (A) NAME OF PERSON FILING. Kurt Mueller (B) ADDRESS OF PRINCIPAL BUSINESS OFFICE. Dataware Technologies, Inc. 222 Third Street Cambridge, Massachusetts 02142 (C) CITIZENSHIP. Canadian (D) TITLE OF CLASS OF SECURITIES. Common Stock, $.01 par value per share (E) CUSIP NUMBER. 237920 10 3 ITEM 3. TYPE OF REPORTING PERSON. Not applicable; this statement is filed pursuant to Rule 13d-1(c). Page 4 of 5 ITEM 4. OWNERSHIP. (A) AMOUNT BENEFICIALLY OWNED AS OF DECEMBER 31, 1993. 468,275(1) (B) PERCENTAGE OF CLASS. 8.2% (C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(I) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 350,867(2) (II) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: 117,408(3) (III) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 468,275(2) (IV) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 350,867(3)
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Mr. Mueller's wife holds of record 117,408 of the shares reported in Item 4 (as to which Mr. Mueller disclaims beneficial ownership) and has the right to receive and the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. These shares represent 2% of the class of securities. ____________________________ (1) Includes 30,539 shares which may be acquired within 60 days by Mr. Mueller pursuant to the exercise of stock options and 117,408 shares held of record by Mr. Mueller's wife as to which Mr. Mueller disclaims beneficial ownership. The filing of this statement shall not be construed as an admission that Mr. Mueller is the beneficial owner of any of the shares held of record by his wife. (2) Includes 30,539 shares which may be acquired within 60 days by Mr. Mueller through the exercise of stock options. (3) Shares, held of record by Mr. Mueller's wife, as to which Mr. Mueller disclaims beneficial ownership. Page 5 of 5 ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not applicable; this statement is filed pursuant to Rule 13d-1(c). SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2-8-94 ---------------- Date /s/ Kurt Mueller ---------------- Kurt Mueller EXHIBIT 2 --------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* --------- Dataware Technologies, Inc. ------------------------------------------------------------ (Name of Issuer) Common Stock, $.01 par value ------------------------------------------------------------ (Title of Class of Securities) 237920-10-3 ------------------------------------------------------------ (CUSIP Number) Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 pages - ------------------------ --------------------- CUSIP NO. 237920-10-3 13G PAGE 2 OF 5 PAGES - ------------------------ --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Kurt Mueller - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Canada - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 393,013 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 117,408 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 393,013 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 117,408 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 510,421 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES 10 CERTAIN SHARES* [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 8.7% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 5 pages Kurt Mueller Page 3 of 5 ITEM 1 (A) NAME OF ISSUER. Dataware Technologies, Inc. (B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICE. 222 Third Street Cambridge, Massachusetts 02142 ITEM 2 (A) NAME OF PERSON FILING. Kurt Mueller (B) ADDRESS OF PRINCIPAL BUSINESS OFFICE. Dataware Technologies, Inc. 222 Third Street Cambridge, Massachusetts 02142 (C) CITIZENSHIP. Canadian (D) TITLE OF CLASS OF SECURITIES. Common Stock, $.01 par value per share (E) CUSIP NUMBER. 237920 10 3 ITEM 3. TYPE OF REPORTING PERSON. Not applicable; this statement is filed pursuant to Rule 13d-1(c). Kurt Mueller Page 4 of 5 ITEM 4. OWNERSHIP. (A) AMOUNT BENEFICIALLY OWNED AS OF DECEMBER 31, 1994. 510,421(1) (B) PERCENTAGE OF CLASS. 8.7% (C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(I) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 393,013(2) (II) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: 117,408(3) (III) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 393,013(2)(4) (IV) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 117,408(3)(4)
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Mr. Mueller's wife holds of record 117,408 of the shares reported in Item 4 (as to which Mr. Mueller disclaims beneficial ownership) and has the right to receive and the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. These shares represent 2.0% of the class of securities. ____________________________ (1) Includes 72,685 shares which may be acquired within 60 days by Mr. Mueller pursuant to the exercise of stock options and 117,408 shares held of record by Mr. Mueller's wife as to which Mr. Mueller disclaims beneficial ownership. The filing of this statement shall not be construed as an admission that Mr. Mueller is the beneficial owner of any of the shares held of record by his wife. (2) Includes 72,685 shares which may be acquired within 60 days by Mr. Mueller through the exercise of stock options. (3) Shares, held of record by Mr. Mueller's wife, as to which Mr. Mueller disclaims beneficial ownership. (4) Includes 36,676 shares owned by Mr. Mueller and 11,736 shares owned by his wife that they are restricted from selling by agreement with the issuer. Kurt Mueller Page 5 of 5 ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not applicable; this statement is filed pursuant to Rule 13d-1(c). SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 1/30/95 ----------------- Date /s/ Kurt Mueller ----------------- Kurt Mueller Exhibit 3 --------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* ----------- Dataware Technologies, Inc. ------------------------------------------------------------ (Name of Issuer) Common Stock, $.01 par value ------------------------------------------------------------ (Title of Class of Securities) 237920-10-3 ------------------------------------------------------------ (CUSIP Number) Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 pages - ------------------------ --------------------- CUSIP NO. 237920-10-3 13G PAGE 2 OF 5 PAGES - ------------------------ --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Kurt Mueller ###-##-#### - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] Not Applicable (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Canada - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 406,008 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 117,408 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 406,008 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 117,408 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 523,416 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES 10 CERTAIN SHARES* [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 8.27% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 5 pages. ITEM 1 (A) NAME OF ISSUER. Dataware Technologies, Inc. (B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICE. 222 Third Street Cambridge, Massachusetts 02142 ITEM 2 (A) NAME OF PERSON FILING. Kurt Mueller (B) ADDRESS OF PRINCIPAL BUSINESS OFFICE. Dataware Technologies, Inc. 222 Third Street Cambridge, Massachusetts 02142 (C) CITIZENSHIP. Canadian (D) TITLE OF CLASS OF SECURITIES. Common Stock, $.01 par value per share (E) CUSIP NUMBER. 237920 10 3 ITEM 3. TYPE OF REPORTING PERSON. Not applicable; this statement is filed pursuant to Rule 13d-1(c). Page 4 of 5 pages. ITEM 4. OWNERSHIP. (A) AMOUNT BENEFICIALLY OWNED AS OF DECEMBER 31, 1995. 523,416(1) (B) PERCENTAGE OF CLASS. 8.27% (C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(I) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 406,008(2) (II) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: 117,408(3) (III) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 406,008(2)(4) (IV) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 117,408(3)(4)
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Mr. Mueller's wife holds of record 117,408 of the shares reported in Item 4 (as to which Mr. Mueller disclaims beneficial ownership) and has the right to receive and the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. These shares represent 1.9% of the class of securities. ____________________________ (1) Includes 87,936 shares which may be acquired within 60 days by Mr. Mueller pursuant to the exercise of stock options and 117,408 shares held of record by Mr. Mueller's wife as to which Mr. Mueller disclaims beneficial ownership. The filing of this statement shall not be construed as an admission that Mr. Mueller is the beneficial owner of any of the shares held of record by his wife. (2) Includes 87,936 shares which may be acquired within 60 days by Mr. Mueller through the exercise of stock options. (3) Shares, held of record by Mr. Mueller's wife, as to which Mr. Mueller disclaims beneficial ownership. (4) Includes (in (iii)) 36,676 shares owned by Mr. Mueller and (in iv)) 11,736 shares owned by his wife, that they are restricted from selling by agreement with the issuer. Page 5 of 5 pages. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not applicable; this statement is filed pursuant to Rule 13d-1(c). SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2-13-96 ---------------- Date /s/ Kurt Mueller ---------------- Kurt Mueller -----END PRIVACY-ENHANCED MESSAGE-----