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Form X-17A-5 - FOCUS Report:
SEC Accession No. 9999999997-13-001278
Filing Date
2013-02-22
Accepted
2013-02-28 09:01:22
Documents
1
Period of Report
2012-12-31
Effectiveness Date
2013-02-22

Document Format Files

Seq Description Document Type Size
1 AUTO-GENERATED PAPER DOCUMENT 9999999997-13-001278.paper X-17A-5 294
  Scanned paper document scanned.pdf   1037260
  Complete submission text file 9999999997-13-001278.txt   1604
Mailing Address 277 PARK AVENUE FIFTH FLOOR NEW YORK NY 10172
Business Address 277 PARK AVENUE FIFTH FLOOR NEW YORK NY 10172 212-224-5039
SMBC NIKKO SECURITIES AMERICA, INC. (Filer) CIK: 0000875890 (see all company filings)

IRS No.: 133606844 | State of Incorp.: DE | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-43852 | Film No.: 13011814