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Proc-Type: 2001,MIC-CLEAR
Originator-Name: webmaster@www.sec.gov
Originator-Key-Asymmetric:
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MIC-Info: RSA-MD5,RSA,
 VFvCRswSNI5nN8G30TpMzWg3/FJtgaakYgTydkMZqDj/lSi7CcWg1jecUH+9/TQE
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<SEC-DOCUMENT>9999999997-09-014211.txt : 20090331
<SEC-HEADER>9999999997-09-014211.hdr.sgml : 20090331
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ACCESSION NUMBER:		9999999997-09-014211
CONFORMED SUBMISSION TYPE:	FOCUSN
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20081231
FILED AS OF DATE:		20090302
DATE AS OF CHANGE:		20090331
EFFECTIVENESS DATE:		20090302

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			SMBC SECURITIES, INC.
		CENTRAL INDEX KEY:			0000875890
		IRS NUMBER:				133606844
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		FOCUSN
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	008-43852
		FILM NUMBER:		09056714

	BUSINESS ADDRESS:	
		STREET 1:		277 PARK AVENUE FIFTH FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10172
		BUSINESS PHONE:		212-224-5082

	MAIL ADDRESS:	
		STREET 1:		277 PARK AVENUE 5TH FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10172

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	SMBC SECURITIES INC                                     /BD
		DATE OF NAME CHANGE:	20020321

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	SUMITOMO BANK SECURITIES INC
		DATE OF NAME CHANGE:	20010404

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	SUMITOMO BANK SECURITIES INC /NY/                       /BD
		DATE OF NAME CHANGE:	19930721
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This document was generated as part of a paper submission.
Please reference the Document Control Number 09056714 for access to the original document.
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