SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000875890-19-000003
Filing Date
2019-02-27
Accepted
2019-02-27 10:43:26
Documents
4
Period of Report
2018-12-31
Confirming Copy
 

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2268
2 STMT OF FINANCIAL CONDITION SOFC_2018b.pdf STMT FIN COND 6456932
8 OPINION ON FS Acct_Report2018.pdf ACCT RPT FIN RPT 130010
12 NOTES TO FINANCIAL CONDITION NOTES_SOFC_2018C.pdf STMT FIN COND NOTES 128753
  Complete submission text file 0000875890-19-000003.txt   9254852
Mailing Address 277 PARK AVENUE FIFTH FLOOR NEW YORK NY 10172
Business Address 277 PARK AVENUE FIFTH FLOOR NEW YORK NY 10172 212-224-5039
SMBC NIKKO SECURITIES AMERICA, INC. (Filer) CIK: 0000875890 (see all company filings)

IRS No.: 133606844 | State of Incorp.: DE | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-43852