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Filing Detail
Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000875890-18-000002
Filing Date
2018-02-26
Accepted
2018-02-26 09:47:47
Documents
4
Period of Report
2017-12-31
Confirming Copy
 

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2268
3 STMT OF FINANCIAL CONDITION SOFC_2017a.pdf STMT FIN COND 3039947
8 OPINION ON FS ACCT_REPORT2017.pdf ACCT RPT FIN RPT 103925
12 STMT FIN COND NOTE NotesFinancialStatement2017.pdf STMT FIN COND NOTES 472316
  Complete submission text file 0000875890-18-000002.txt   4943262
Mailing Address 277 PARK AVENUE FIFTH FLOOR NEW YORK NY 10172
Business Address 277 PARK AVENUE FIFTH FLOOR NEW YORK NY 10172 212-224-5039
SMBC NIKKO SECURITIES AMERICA, INC. (Filer) CIK: 0000875890 (see all company filings)

IRS No.: 133606844 | State of Incorp.: DE | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-43852