EDGAR Filing Documents for 0000875890-17-000002

Form X-17A-5 - FOCUS Report:

SEC Accession No. 0000875890-17-000002

Filing Date

2017-02-24

Accepted

2017-02-24 13:58:28

Documents

Period of Report

2016-12-31

Confirming Copy

Document Format Files

Seq	Description	Document	Type	Size
1		primary_doc.html	X-17A-5
1		primary_doc.xml	X-17A-5	2276
4	STMT OF FINANCIAL CONDITION	SOFC_V1.pdf	FULL	564873
	Complete submission text file	0000875890-17-000002.txt		755953

Mailing Address 277 PARK AVENUE FIFTH FLOOR NEW YORK NY 10172

Business Address 277 PARK AVENUE FIFTH FLOOR NEW YORK NY 10172 212-224-5039

SMBC NIKKO SECURITIES AMERICA, INC. (Filer) CIK: 0000875890 (see all company filings)

IRS No.: 133606844 | State of Incorp.: DE | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-43852