-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SciXQpqNtxht7LuBSor0E14mFEiO/mJ2nAy6utJE3YxDcd5Hjf4Cyu2gZgLmLFVo zQ4GShv4ozSFwhce3uUN8g== 0001181431-06-061455.txt : 20061102 0001181431-06-061455.hdr.sgml : 20061102 20061102192730 ACCESSION NUMBER: 0001181431-06-061455 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061031 FILED AS OF DATE: 20061102 DATE AS OF CHANGE: 20061102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DELOLMO ANDRE CENTRAL INDEX KEY: 0001212882 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10811 FILM NUMBER: 061184291 BUSINESS ADDRESS: STREET 1: 600 CITADEL DR. CITY: COMMERCE STATE: CA ZIP: 90040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART & FINAL INC/DE CENTRAL INDEX KEY: 0000875751 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 954079584 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 3238697500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: SFI CORP /CA DATE OF NAME CHANGE: 19600201 4 1 rrd135101.xml FORM 4 X0202 4 2006-10-31 1 0000875751 SMART & FINAL INC/DE SMF 0001212882 DELOLMO ANDRE 600 CITADEL DRIVE COMMERCE CA 90040 0 1 0 0 Sr.V.P., S&FSC Common Stock, par value $.01 per share 19000 D Common Stock, par value $.01 per share 25000 I Deferred Smart Shares Stock Options 10.132 2006-10-31 4 D 0 20000 10.132 D 2003-09-27 2011-09-27 Common 20000 0 D Stock Options 12.89 2006-10-31 4 D 0 30000 12.89 D 2006-02-17 2014-02-17 Common 30000 0 D Stock Options 5.49 2006-10-31 4 D 0 50000 5.49 D 2004-12-04 2012-12-04 Common 50000 0 D Stock Options 4.28 2006-10-31 4 D 0 60000 4.28 D 2005-02-19 2013-02-19 Common 60000 0 D Stock Options 6.50 2006-10-31 4 D 0 40000 6.50 D 2005-09-16 2013-09-16 Common 40000 0 D Stock Options 15.20 2006-10-31 4 D 0 15000 15.20 D 2007-02-15 2015-02-15 Common 15000 0 D Stock Appreciation Rights 14.39 2006-10-31 4 D 0 8500 14.39 D 2008-02-21 2014-02-21 Common 8500 0 D Stock Options 10.132 2006-10-31 4 A 0 20000 10.132 A 2006-10-31 2007-10-31 Common 20000 20000 D Stock Options 12.89 2006-10-31 4 A 0 30000 12.89 A 2006-10-31 2007-10-31 Common 30000 30000 D Stock Options 5.49 2006-10-31 4 A 0 50000 5.49 A 2006-10-31 2007-10-31 Common 50000 50000 D Stock Options 4.28 2006-10-31 4 A 0 60000 4.28 A 2006-10-31 2007-10-31 Common 60000 60000 D Stock Options 6.50 2006-10-31 4 A 0 40000 6.50 A 2006-10-31 2007-10-31 Common 40000 40000 D Stock Options 15.20 2006-10-31 4 A 0 15000 15.20 A 2006-10-31 2007-10-31 Common 15000 15000 D Stock Appreciation Rights 14.39 2006-10-31 4 A 0 8500 14.39 A 2006-10-31 2007-10-31 Common 8500 8500 D Includes 5,000 restricted smart shares granted 2/05, 6,500 restricted smart shares granted 2/06 and 7,500 restricted smart shares granted 5/06 Previously reported and fully vested options. Mr. Delolmo resigned his position with the Company effective 10/31/06 and in doing so the Comp. Committee agreed that the options may be exercised until 10/31/2007. Amendment of outstanding option results in deemed cancellation of option and grant of replacement option. Previously reported options. Fully vested. Mr. Delolmo resigned his position with the Company effective 10/31/06 and in doing so the Comp. Committee agreed that the options may be exercised until 10/31/2007. Amendment of outstanding option results in deemed cancellation of option and grant of replacement option Previously reported options. Mr. Delolmo resigned his position with the Company effective 10/31/06 and in doing so the Comp. Committee agreed to an early vesting of these stock options, that the options are exercisable as of 10/31/2006 and may be exercised until 10/31/2007. Amendment of outstanding option results in deemed cancellation of option and grant of replacement option. Previously reported options. Mr. Delolmo resigned his position with the Company effective 10/31/06 and in doing so the Comp. Committee agreed to an early vesting of these stock options, that the options are exercisable as of 10/31/2006 and may be exercised until 10/31/2007. Amendment of outstanding option results in deemed cancellation of option and grant of replacement option. Previously reported options. Mr. Delolmo resigned his position with the Company effective 10/31/06 and in doing so the Comp. Committee agreed to an early vesting of these stock options, that the options are exercisable as of 10/31/2006 and may be exercised until 10/31/2007. Amendment of outstanding option results in deemed cancellation of option and grant of replacement option. Previously reported options. Fully vested options. Mr. Delolmo resigned his position with the Company effective 10/31/06 and in doing so the Comp. Committee agreed that the options may be exercised until 10/31/2007. Amendment of outstanding option results in deemed cancellation of option and grant of replacement option. Previously reported stock appreciation rights. Mr. Delolmo resigned his position with the Company effective 10/31/06 and in doing so the Comp. Committee agreed to an early vesting of these stock appreciation rights, that the stock appreciation rights are exercisable as of 10/31/2006 and may be exercised until 10/31/2007. Amendment of outstanding option results in deemed cancellation of option and grant of replacement option. Andre Delolmo 2006-11-02 -----END PRIVACY-ENHANCED MESSAGE-----