-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OEoYFgQvRB6SQfYity47wDBD4XpWFu4epVPLGMQQ18iQ0ywaa0Wj85P6rrPIaU/t t5+nDDCmPMBwGYK5P225NQ== 0001181431-06-031627.txt : 20060519 0001181431-06-031627.hdr.sgml : 20060519 20060519104942 ACCESSION NUMBER: 0001181431-06-031627 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060516 FILED AS OF DATE: 20060519 DATE AS OF CHANGE: 20060519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART & FINAL INC/DE CENTRAL INDEX KEY: 0000875751 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 954079584 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 3238697500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: SFI CORP /CA DATE OF NAME CHANGE: 19600201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZEKE DUGE CENTRAL INDEX KEY: 0001212875 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10811 FILM NUMBER: 06853959 BUSINESS ADDRESS: STREET 1: 600 CITADEL DR. CITY: COMMERCE STATE: CA ZIP: 90040 4 1 rrd118539.xml FORM 4 X0202 4 2006-05-16 0 0000875751 SMART & FINAL INC/DE SMF 0001212875 ZEKE DUGE 600 CITADEL DRIVE COMMERCE CA 90040 0 1 0 0 S.V.P., CIO of SFSC Common Stock, par value $.01 per share 10000 I Deferred Smart Shares Common Stock, par value $.01 per share 2006-05-16 4 A 0 4000 0 A 25833 D Stock Options 7.688 2002-12-06 2010-12-06 Common 30000 30000 D Stock Options 10.132 2003-09-27 2011-09-27 Common 25000 25000 D Stock Options 9.80 2004-02-19 2012-02-19 Common 22000 22000 D Stock Options 4.28 2005-02-19 2013-02-19 Common 25000 25000 D Stock Options 6.50 2005-09-16 2013-09-16 Common 15000 15000 D Stock Options 12.89 2006-02-17 2014-02-17 Common 20000 20000 D Stock Options 15.20 2007-02-15 2015-02-15 Common 10000 10000 D Stock Appreciation Rights 14.39 2008-02-21 2014-02-21 Common 8500 8500 D Options granted from the Stock Incentive Plan. One-third of the options became exercisable on December 6, 2002 and one-third will become exercisable on December 6 in each of 2003 and 2004. Options granted from the Long Term Equity Plan. One-third of the options will become exercisable on September 27 in each of 2003, 2004 and 2005. Options granted from the Long Term Equity Plan. One-third of the options will become exercisable on February 19 in each of 2004, 2005 and 2006. Options granted from the Long Term Equity Plan. One-third of the options will become exercisable on February 19 in each of 2005, 2006 and 2007. Options granted from the Long Term Equity Plan. One-third of the options will become exercisable on September 16 in each of 2005, 2006 and 2007. One-third of the options become exercisable on February 17 in each of 2006, 2007 & 2008. Includes 10,000 and 5,000 previously reported vested smart shares, 3,333 restricted smart shares granted 2/05, 3,500 restricted smart shares granted 2/06 and 4,000 restricted smart shares granted 5/06. Previously reported options. 1/3 of the options will become exercisable on February 15 in each of 2007, 2008 and 2009 at an exercise price of $15.20 per share. Previously reported options. 1/3 of the Stock Appreciation Rights will become exercisable on February 21 in each of 2008, 2009 and 20010. Zeke Duge 2006-05-17 -----END PRIVACY-ENHANCED MESSAGE-----