-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CWCVf4etoHNC7kRrp3ogbMPwGe7L/AdjEbEVHtyRvoh6/rtnPdfXQlw7x6W+QIMv dPRU1OLBlt+cHe5ZiEMkNA== 0001181431-06-016561.txt : 20060306 0001181431-06-016561.hdr.sgml : 20060306 20060306203902 ACCESSION NUMBER: 0001181431-06-016561 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060303 FILED AS OF DATE: 20060306 DATE AS OF CHANGE: 20060306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART & FINAL INC/DE CENTRAL INDEX KEY: 0000875751 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 954079584 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 3238697500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: SFI CORP /CA DATE OF NAME CHANGE: 19600201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MULLINS SUZANNE CENTRAL INDEX KEY: 0001212880 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10811 FILM NUMBER: 06668562 BUSINESS ADDRESS: STREET 1: 600 CITADEL DR. CITY: COMMERCE STATE: CA ZIP: 90040 4 1 rrd110454.xml FORM 4 X0202 4 2006-03-03 0 0000875751 SMART & FINAL INC/DE SMF 0001212880 MULLINS SUZANNE 600 CITADEL DRIVE COMMERCE CA 90040 0 1 0 0 S.V.P., St. Oper., S&FSC Common Stock, par value $.01 per share 2006-03-03 4 A 0 1000 10.77 A 20222 D Common Stock, par value $.01 per share 2006-03-03 4 A 0 1000 10.77 A 21222 D Common Stock, par value $01 per share 2006-03-03 4 A 0 700 10.77 A 21922 D Common Stock, par value $.01 per share 2006-03-03 4 A 0 900 10.77 A 22822 D Common Stock, par value $.01 per share 2006-03-03 4 A 0 1000 10.77 A 23822 D Common Stock, par value $.01 per share 2006-03-03 4 A 0 1000 10.77 A 24822 D Common Stock, par value $.01 per share 2006-03-03 4 A 0 3000 10.77 A 27822 D Common Stock, par value $.01 per share 2006-03-03 4 A 0 300 10.77 A 28122 D Common Stock, par value $.01 per share 2006-03-03 4 A 0 700 10.77 A 28822 D Common Stock, par value $.01 per share 2006-03-03 4 S 0 1000 15.18 D 27822 D Common Stock, par value $.01 per share 2006-03-03 4 S 0 1000 15.17 D 26822 D Common Stock, par value $.01 per share 2006-03-03 4 S 0 700 15.16 D 26122 D Common Stock, par value $.01 per share 2006-03-03 4 S 0 900 15.20 D 25222 D Common Stock, par value $.01 per share 2006-03-03 4 S 0 1000 15.21 D 24222 D Common Stock, par value $.01 per share 2006-03-03 4 S 0 1000 15.19 D 23222 D Common Stock, par value $.01 per share 2006-03-03 4 S 0 3000 15.24 D 20222 D Common Stock, par value $.01 per share 2006-03-03 4 S 0 300 15.26 D 19922 D Common Stock, par value $.01 per share 2006-03-03 4 S 0 700 15.13 D 19222 D Common Stock, par value $.01 per share 19000 I See Footnote #2 Stock Options 6.50 2005-09-16 2013-09-16 Common 15000 15000 D Stock Options 12.89 2006-02-17 2014-02-17 Common 20000 20000 D Stock Options 9.25 2000-05-04 2009-05-04 Common 25800 25800 D Stock Options 6.875 2002-02-15 2010-02-15 Common 15000 15000 D Stock Options 10.132 2003-09-27 2011-09-27 Common 17500 17500 D Stock Options 9.80 2004-02-19 2012-02-19 Common 15000 15000 D Stock Options 4.28 2005-02-19 2013-02-19 Common 20000 20000 D Stock Options 15.20 2007-02-15 2015-02-15 Common 10000 10000 D Stock Appreciation Rights 14.39 2008-02-21 2014-02-21 Common 3250 3250 D Stock Options 10.77 2006-03-03 4 M 0 1000 10.77 D 1993-06-18 2006-06-18 Common 1000 14900 D Stock Options 10.77 2006-03-03 4 M 0 1000 10.77 D 1993-06-18 2006-06-18 Common 1000 13900 D Stock Options 10.77 2006-03-03 4 M 0 700 10.77 D 1993-06-18 2006-06-18 Common 700 13200 D Stock Options 10.77 2006-03-03 4 M 0 900 10.77 D 1993-06-18 2006-06-18 Common 900 12300 D Stock Options 10.77 2006-03-03 4 M 0 1000 10.77 D 1993-06-18 2006-06-18 Common 1000 11300 D Stock Options 10.77 2006-03-03 4 M 0 1000 10.77 D 1993-06-18 2006-06-18 Common 1000 10300 D Stock Options 10.77 2006-03-03 4 M 0 3000 10.77 D 1993-06-18 2006-06-18 Common 3000 7300 D Stock Options 10.77 2006-03-03 4 M 0 300 10.77 D 1993-06-18 2006-06-18 Common 300 7000 D Stock Options 10.77 2006-03-03 4 M 0 700 10.77 D 1993-06-18 2006-06-18 Common 700 6300 D Previously reported options. 1/3 of the options became exercisable on February 17, 2006 and 1/3 of the options will become exercisable on February 17 in each of 2007 and 2008. Deferred smart shares held in the Company's Supplemental Deferred Compensation Plan. Previously reported options. 1/3 will became exercisable on 9/16/2005 and 1/3 will become exercisable on 9/16 in each of 2006 and 2007 Previously reported fully vested options. The options originally were to expire on 06/18/2001 and were extended to 06/18/2006. Previously reported options. 1/5 of the options became exercisable on May 4 in each of 2000, 2001, 2002, 2003 and 2004. Previously reported options. 1/3 became exercisable on 2/15 in each of 2002, 2003, 2004. Previously reported options. 1/3 of the options became exercisable on 9/27/03 and 1/3 will become exercisable on 9/27 in each of 2004, 2005. Previously reported options. 1/3 of the options became exercisable on 2/19 in each of 2005 and 2006 and 1/3 of the options will become exercisable on 2/19/2007 Includes 10,076 previously reported vested smart shares, 3,333 restricted smart shares granted 2/05 and 1,400 restricted smart shares granted 2/06 Previously reported stock options. 1/3 of the options will become exercisable on February 15 in each of 2007, 2008, and 2009 at an exercise price of $15.20 per share. Previously reported stock apprication rights. 1/3 of the Stock Appreciation Rights will become exercisable on February 21 in each of 2008, 2009 and 2010. Previously reported options. 1/3 of the options became excercisable on 2/19 in each of 2004, 2005 and 2006 Suzanne Mullins 2006-03-06 -----END PRIVACY-ENHANCED MESSAGE-----