-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EcROAjy1RefKwBVAjO+1OEO338alnBxC5X2fp29/UizlV74T7aSyHtP7TQev5YyJ CqxZvCzHyMvk23l25sGbbw== 0001181431-06-013858.txt : 20060223 0001181431-06-013858.hdr.sgml : 20060223 20060223160935 ACCESSION NUMBER: 0001181431-06-013858 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060221 FILED AS OF DATE: 20060223 DATE AS OF CHANGE: 20060223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHEGLEY RICHARD N CENTRAL INDEX KEY: 0001212877 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10811 FILM NUMBER: 06639666 BUSINESS ADDRESS: STREET 1: 600 CITADEL DR. CITY: COMMERCE STATE: CA ZIP: 90040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART & FINAL INC/DE CENTRAL INDEX KEY: 0000875751 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 954079584 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 3238697500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: SFI CORP /CA DATE OF NAME CHANGE: 19600201 4 1 rrd109115.xml FORM 4 X0202 4 2006-02-21 0 0000875751 SMART & FINAL INC/DE SMF 0001212877 PHEGLEY RICHARD N 600 CITADEL DRIVE COMMERCE CA 90040 0 1 0 0 Senior Vice President, CFO Common Stock, par value $.01 per share 2006-02-21 4 A 0 6000 0 A 12000 D Common Stock, par value $.01 per share 27979 I See footnote 1 Stock Options 6.50 2005-09-16 2013-09-16 Common 25000 25000 D Stock Options 12.89 2006-02-17 2014-02-17 Common 20000 20000 D Stock Options 4.28 2005-02-19 2013-02-19 Common 45000 45000 D Stock Options 9.25 2000-05-04 2009-05-04 Common 13000 13000 D Stock Options 6.8975 2002-02-15 2010-02-15 Common 11000 11000 D Stock Options 10.132 2003-09-27 2011-09-27 Common 45000 45000 D Stock Options 9.80 2004-02-19 2012-02-19 Common 25000 25000 D Stock Options 15.20 2007-02-15 2015-02-15 Common 15000 15000 D Stock Appreciation Rights 14.39 2006-02-21 4 A 0 12000 0 A 2008-02-21 2014-02-21 Common 12000 12000 D Shares held in the Company's Supplemental Deferred Compensation Plan. Previously reported options. 1/3 will become exercisable on 9/16/2005, 1/3 on 9/16/2006 and 1/3 on 9/16/2007. Previously reported options. 1/3 of the options become exercisable on 2/17 in each of 2006, 2007, 2008. Previously reported options. 1/3 will become exercisable on 2/19 in each of 2005, 2006 and 2007. Previously reported options. 1/5 became exercisable on May 4 in each of 2000, 2001, 2002, 2003 and 1/5 will become exercisable on May 4, 2004. Previously reported options. 1/3 became exercisable on 2/15 in each of 2002, 2003 and 2004. Previously reported options. 1/3 became exercisable on 9/27/03 and 1/3 will become exercisble on 9/27 in each of 2004 and 2005. Previously reported options. 1/3 of the options will become exercisable on February 15 in each of 2007, 2008 and 2009 at and exercise price of $15.20 per share. Previously reported options. 1/3 will become exercisable on 2/19 in each of 2004, 2005 & 2006. Includes 5,000 Restricted Smart Shares granted 2/05 and 6,000 restricted smart shares granted 2/06 Grant to reporting person under the Company's Long Term Equity Compensation Plan. 1/3 of the Stock Appreciation Rights will become exercisable on February 21 in each of 2008, 2009 and 2010. Richard N. Phegley 2006-02-22 -----END PRIVACY-ENHANCED MESSAGE-----