-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PZrTxAzny46CC/gmoVl91GtpkDBK/qHz9NY5g0me0jUvuk0B83Yb/PhixmYGeIwK HO4geN1fI0TS8pL/u+/ZIw== 0001181431-06-013855.txt : 20060223 0001181431-06-013855.hdr.sgml : 20060223 20060223160839 ACCESSION NUMBER: 0001181431-06-013855 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060221 FILED AS OF DATE: 20060223 DATE AS OF CHANGE: 20060223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHYNOT JEFFREY D CENTRAL INDEX KEY: 0001216466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10811 FILM NUMBER: 06639654 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 3238697699 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART & FINAL INC/DE CENTRAL INDEX KEY: 0000875751 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 954079584 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 3238697500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: SFI CORP /CA DATE OF NAME CHANGE: 19600201 4 1 rrd109118.xml FORM 4 X0202 4 2006-02-21 0 0000875751 SMART & FINAL INC/DE SMF 0001216466 WHYNOT JEFFREY D 600 CITADEL DRIVE COMMERCE CA 90040 0 1 0 0 S.V.P., Human Resources Common Stock, par value $.01 per share 24000 I Deferred Smart Shares Common Stock, par value $.01 per share 2006-02-21 4 A 0 3500 0 A 7667 D Stock option 6.50 2005-09-16 2013-09-16 Common 20000 20000 D Stock Options 12.89 2006-02-17 2014-02-17 Common 30000 30000 D Stock Options 6.875 2002-02-15 2010-02-15 Common 20000 20000 D Stock Options 10.132 2003-09-27 2011-09-27 Common 20000 20000 D Stock Options 9.80 2004-02-19 2012-02-19 Common 17000 17000 D Stock Options 4.28 2005-02-19 2013-02-19 Common 30000 30000 D Stock Options 15.20 2007-02-15 2015-02-15 Common 12500 12500 D Stock Appreciation Rights 14.39 2006-02-21 4 A 0 8500 0 A 2008-02-21 2014-02-21 Common 8500 8500 D Previously reported options. 1/3 will become exercisable on 9/16/2005, 1/3 on 9/16/2006 and 1/3 on 9/16/2007. Previously reported options. 1/3 of the options become exercisable on February 17 in each of 2006, 2007, 2008. Previously reported options. 1/3 of the became exercisable on 2/15 in each of 2002, 2003 and 2004. Previously reported options. 1/3 of the options became exercisable on 9/27/2003 and 1/3 of the options will become exercisable on 9/27 in each of 2004 and 2005. Previously reported options. 1/3 of the options became exercisable on 2/19/2004 and 1/3 will become exercisable on 2/19 in each of 2005 and 2006. Previously reported options. 1/3 of the options become exercisable on 2/19 in each of 2005, 2006 and 2007. Includes 4,167 restricted smart shares granted 2/05 and 3,500 restricted smart shares granted 2/06 Previously reported optioned. 1/3 of the options become exercisable on February 15 in each of 2007, 2008 and 2009 at an exercise price of $15.20 per share Grant to reporting person under the Company's Long Term Equity Compensation Plan. 1/3 of the Stock Appreciation Rights will become exercisable on February 21 in each of 2008, 2009 and 2010. Jeffrey D. Whynot 2006-02-22 -----END PRIVACY-ENHANCED MESSAGE-----