-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R/S3SyeSeH0ncv55h6R7GmcVYX23ZBAaYbUmwpLxTI82I9ytf1byL3M28ZXXPJ21 aBYs+q7XhLqWis0EaDn+AA== 0001181431-05-060569.txt : 20051109 0001181431-05-060569.hdr.sgml : 20051109 20051109180317 ACCESSION NUMBER: 0001181431-05-060569 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051109 FILED AS OF DATE: 20051109 DATE AS OF CHANGE: 20051109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROEDER ROSS E CENTRAL INDEX KEY: 0001210661 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10811 FILM NUMBER: 051191444 MAIL ADDRESS: STREET 1: 600 CITADEL DR CITY: COMMERCE STATE: CA ZIP: 90040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART & FINAL INC/DE CENTRAL INDEX KEY: 0000875751 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 954079584 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 3238697500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: SFI CORP /CA DATE OF NAME CHANGE: 19600201 4 1 rrd96850.xml FORM 4 X0202 4 2005-11-09 0 0000875751 SMART & FINAL INC/DE SMF 0001210661 ROEDER ROSS E 600 CITADEL DR. COMMERCE CA 91739 1 0 0 0 Common Stock, par value $.01 per share 2005-11-09 4 D 0 5000 13.50 D 288000 D Common Stock, par value $.01 per share 2005-11-09 4 D 0 2500 13.54 D 285500 D Common Stock, par value $.01 per share 2005-11-09 4 D 0 2000 13.58 D 283500 D Stock Options 12.89 2005-02-17 2014-02-17 Common 100000 100000 D Stock Options 10.87 2007-05-20 2015-05-20 Common 4000 4000 D Previously reported options. One-third of the options became exercisable on February 17, 2005 and one-third will become exercisable on February 17 in each of 2006 and 2007. Peviously reported options. One-third of the options will become exercisable on May 20 in each of 2007, 2008 and 2009 Ross E. Roeder 2005-11-09 -----END PRIVACY-ENHANCED MESSAGE-----