-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SLpczDkX1XKQMipJx4ykDMV5PFdcEf+zJcAo7VQJlbI+IN88VQB0QLeo8I8Q0mMW +U1E65zm/gNJEVg0xfTZOA== 0001181431-05-019762.txt : 20050401 0001181431-05-019762.hdr.sgml : 20050401 20050401163408 ACCESSION NUMBER: 0001181431-05-019762 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050331 FILED AS OF DATE: 20050401 DATE AS OF CHANGE: 20050401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROEDER ROSS E CENTRAL INDEX KEY: 0001210661 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10811 FILM NUMBER: 05725844 MAIL ADDRESS: STREET 1: 600 CITADEL DR CITY: COMMERCE STATE: CA ZIP: 90040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART & FINAL INC/DE CENTRAL INDEX KEY: 0000875751 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 954079584 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 3238697500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: SFI CORP /CA DATE OF NAME CHANGE: 19600201 4 1 rrd74301.xml X0202 4 2005-03-31 0 0000875751 SMART & FINAL INC/DE SMF 0001210661 ROEDER ROSS E 600 CITADEL DR. COMMERCE CA 91739 1 0 0 0 Common Stock, par value $.01 per share 2005-03-31 4 D 0 1200 12.38 D 210050 D Common Stock, par value $.01 per share 2005-03-31 4 D 0 2000 12.35 D 208050 D Common Stock, par value $.01 per share 2005-03-31 4 D 0 100 12.37 D 207950 D Common Stock, par value $.01 per share 2005-03-31 4 D 0 1200 12.32 D 206750 D Common Stock, par value $.01 per share 2005-03-31 4 D 0 1500 12.25 D 205250 D Common Stock, par value $.01 per share 2005-03-31 4 D 0 5400 12.31 D 199850 D Common Stock, par value $.01 per share 2005-03-31 4 D 0 900 12.33 D 198950 D Common Stock, par value $.01 per share 2005-03-31 4 D 0 2300 12.30 D 196650 D Common Stock, par value $.01 per share 2005-03-31 4 D 0 400 12.18 D 196250 D Common Stock, par value $.01 per share 64421 I Deferred Smart Shares Stock Options 4.280 2004-02-19 2013-02-19 Common 43750 43750 D Stock Options 12.89 2005-02-17 2014-02-17 Common 100000 100000 D Stock Options 10.132 2003-09-27 2011-09-27 Common 276000 276000 D Stock Options 6.500 2004-09-16 2013-09-16 Common 50000 50000 D Previously reported options. One-third of the options became exercisable on Feb. 19 in each of 2004 and 2005 and one-third will become exercisable on Feb. 19, 2006. Previously reported options. One-third of the options became exercisable on February 17, 2005 and one-third will become exercisable on February 17 in each of 2006 and 2007. Previously reported options. One-third of the options became exercisable on September 27 in each of 2003 and 2004, one-third will become exercisable on Sept. 27, 2005. Previously reported options. One-third of the options became exercisable on Sept. 16, 2004 and one-third will become exercisable on Sept. 16 in each of 2005 & 2006. Ross E. Roeder 2005-04-01 -----END PRIVACY-ENHANCED MESSAGE-----