-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QHTOBPhE71SS9JXcPzFgN668A0BbRG5J/aKYPgW+p6/45/v91V2uA9to8Lnu11WN lEMTJffg7ph6ogw916BvLQ== 0001181431-05-010784.txt : 20050216 0001181431-05-010784.hdr.sgml : 20050216 20050216214132 ACCESSION NUMBER: 0001181431-05-010784 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050215 FILED AS OF DATE: 20050216 DATE AS OF CHANGE: 20050216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART & FINAL INC/DE CENTRAL INDEX KEY: 0000875751 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 954079584 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 3238697500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: SFI CORP /CA DATE OF NAME CHANGE: 19600201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ETIENNE SNOLLAERTS CENTRAL INDEX KEY: 0001216475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10811 FILM NUMBER: 05622480 BUSINESS ADDRESS: STREET 1: 24 RUE DE LA MONTAT CITY: ST ETIENNE STATE: I0 ZIP: 42008 BUSINESS PHONE: 33477454488 4 1 rrd69299.xml FORM 4 X0202 4 2005-02-15 0 0000875751 SMART & FINAL INC/DE SMF 0001216475 ETIENNE SNOLLAERTS 600 CITADEL DRIVE COMMERCE CA 90040 1 1 0 0 CEO & President Common Stock, par value $.01 per share 2004-02-15 4 A 0 23333 0 A 83760 D Common Stock, par value $.01 per share 16463 I 6,771 vested and deferred Smart Shares and 9,692 deferred directors shares Stock Options 6.50 2005-09-16 2013-09-16 Common 100000 100000 D Stock Options 12.89 2006-02-17 2014-02-17 Common 150000 150000 D Stock Options 9.25 2001-05-04 2009-05-04 Common 12500 12500 D Stock Options 3.46 2005-05-22 2013-05-22 Common 4000 4000 D Stock Options 4.40 2005-02-18 2013-02-18 common 8000 8000 D Stock Options 8.375 2002-05-01 2010-05-01 Common 4000 4000 D Stock Options 15.20 2005-02-15 4 A 0 70000 15.20 A 2007-02-15 2015-02-15 Common 70000 70000 D Previously reported options. 1/3 exercisable on September 16, 2005, 1/3 on September 16, 2006 and 1/3 on September 16, 2007 Includes 427 directly held shares, 60,000 restricted smart shares granted in 2004 and 23,333 restricted smart shares granted in 2005 Previoiusly reported vested options Previously reported stock options. 1/3 exercisable on 5/22/05, 1/3 on 5/22/06 and 1/3 on 5/22/07. Previously reported options. 1/3 exercisable on 2/18/05, 1/3 on 2/18/06 and 1/3 on 2/18/07. Previously reported options. 1/3 exercisable on 5/1/2002, 1/3 on 5/1/2003, 1/3 on 5/1/2004. Previously reported options. 1/3 exercisable on 2/17 in each of 2006, 2007 & 2008. Grant to reporting person of options under the "Company" Long-Term Equity Compensation Plan in a transaction exempt under Rule 16b-3. One-third of the options become exercisable on February 15 in each of 2007, 2008 & 2009 at an exercise price of $15.20 per share. Etienne Snollaerts 2005-02-16 -----END PRIVACY-ENHANCED MESSAGE-----