-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PBidnL34nwqSHhac7QkCwLklI5BW/ts6Hk9co1vfbDa5SgoUYPaxzg3miHkBLal4 ILSRooZM5A5XyD9xbiBp9w== 0001181431-04-044645.txt : 20040922 0001181431-04-044645.hdr.sgml : 20040922 20040922173410 ACCESSION NUMBER: 0001181431-04-044645 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040921 FILED AS OF DATE: 20040922 DATE AS OF CHANGE: 20040922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRULL TIM F CENTRAL INDEX KEY: 0001216472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10811 FILM NUMBER: 041041710 BUSINESS ADDRESS: STREET 1: 1024 E BALBOA BLVD CITY: NEW PORT BEACH STATE: CA ZIP: 92661 BUSINESS PHONE: 9496753770 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART & FINAL INC/DE CENTRAL INDEX KEY: 0000875751 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 954079584 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 3238697500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: SFI CORP /CA DATE OF NAME CHANGE: 19600201 4 1 rrd53107.xml FORM 4 X0202 4 2004-09-21 0 0000875751 SMART & FINAL INC/DE SMF 0001216472 CRULL TIM F 600 CITADEL DRIVE COMMERCE 90040 1 0 0 0 Common Stock, par value $.01 per share 2004-09-21 4 A 0 1200 9.25 A 1200 D Common Stock, par value $.01 per share 2004-09-21 4 A 0 2000 8.375 A 2000 D Common Stock, par value $.01 per share 2004-09-21 4 S 0 1200 16.97 D 0 D Common Stock, par value $.01 per share 2004-09-21 4 S 0 2000 16.95 D 0 D Common Stock, par value $.01 per share 12755 I See Footnote #6 Stock Options 9.25 2004-09-21 4 M 0 1200 9.25 A 2000-05-04 2009-05-04 Common 1200 0 D Stock Options 8.375 2004-09-21 4 M 0 2000 8.375 A 2002-05-01 2010-05-01 Common 2000 2000 D Stock Options 4.40 2005-02-18 2013-02-18 Common 8000 8000 D Stock Options 3.46 2005-05-22 2013-05-22 Common 4000 4000 D Stock Options 13.47 2006-05-18 2014-05-18 Common 4000 4000 D Previously reported options. After this transaction all options in this grant have been exercised. Previously reported options. 1/3 of the options became exercisable on May 1 in each of 2002, 2003 and 2004. Previously reported options. 1/3 of the options will become exercisable on February 18 in each of 2005, 2006 and 2007. Previously reported options. 1/3 of the options will become exercisable on May 22 in each of 2005, 2006 and 2007. Previously reported options. 1/3 of the options will become exercisable on May 18 in each of 2006, 2007 and 2008. Includes 8,821 deferred directors shares and 3934 deferred smart shares. Timm F. Crull 2004-09-22 -----END PRIVACY-ENHANCED MESSAGE-----