-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JXvfWb2E4dBowsud9YrlWU8HIlTNZV/fElvvdUkIZN/P+/NcTS1iaqdi+Fqu2Nvi br4VJ95hFCZfIISNO7Qqnw== 0001181431-04-043260.txt : 20040908 0001181431-04-043260.hdr.sgml : 20040908 20040908181432 ACCESSION NUMBER: 0001181431-04-043260 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040907 FILED AS OF DATE: 20040908 DATE AS OF CHANGE: 20040908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART & FINAL INC/DE CENTRAL INDEX KEY: 0000875751 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 954079584 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 3238697500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: SFI CORP /CA DATE OF NAME CHANGE: 19600201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLASKETT THOMAS G CENTRAL INDEX KEY: 0001107197 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10811 FILM NUMBER: 041021437 BUSINESS ADDRESS: STREET 1: 3911 FOX GLEN DRIVE CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 9726500829 MAIL ADDRESS: STREET 1: 3911 FOX GLEN DRIVE CITY: IRVING STATE: TX ZIP: 75062 4 1 rrd52346.xml FORM 4 X0202 4 2004-09-07 0 0000875751 SMART & FINAL INC/DE SMF 0001107197 PLASKETT THOMAS G 600 CITADEL DRIVE COMMERCE CA 90040 1 0 0 0 Common Stock, par value $.01 per share 2004-09-07 4 A 0 1250 9.25 A 25504 D Common Stock, par value $.01 per share 2004-09-07 4 S 0 250 16.89 D 25254 D Common Stock, par value $.01 per share 2004-09-07 4 S 0 250 16.90 D 25004 D Common Stock, par value $.01 per share 2004-09-07 4 S 0 250 16.95 D 24754 D Common Stock, par value $.01 per share 2004-09-07 4 S 0 500 16.97 D 24254 D Stock Options 9.25 2004-09-07 4 M 0 1250 9.25 A 2000-05-04 2009-05-04 Common 2750 650 D Stock Options 8.375 2002-05-01 2010-05-01 Common 4000 4000 D Stock Options 4.4 2005-02-18 2013-02-18 Common 8000 8000 D Stock Options 3.46 2005-05-22 2013-05-22 Common 4000 4000 D Stock Options 13.47 2006-05-18 2014-05-18 Common 4000 4000 D Previously reported options. 1/3 available for exercise on 5/4 in each of 2000, 2001 and 2002. Remaining options available for exercise after these transactions are 650 Previously reported options. 1/3 will became exercisable on May 1 in each of 2002, 2003 and 2004 Previously reported options. 1/3 of the options will become exercisable on February 18 in each of 2005, 2006 and 2007. Previoulsy reported options. 1/3 will become exercisable on May 22 in each of 2005, 2006 and 2007. Previously reported options. 1/3 will become exercisable on May 18, in each of 2006, 2007 and 2008. Thomas G. Plaskett 2004-09-07 -----END PRIVACY-ENHANCED MESSAGE-----